Joseph F. Cipriano
Professional summary
Joseph Frank Cipriano is a registered financial professional currently at LIFESCI CAPITAL located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 5 firms and has passed the Series 63, Series 62, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 25, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Frank Cipriano's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2023 - Present
LIFESCI CAPITAL
Office #1: 1700 Broadway 40th Floor, New York, NY 10019April 24, 2018 - February 12, 2019
GFI SECURITIES LLC
December 17, 2014 - February 27, 2023
BGC FINANCIAL, L.P.
September 8, 2011 - September 19, 2014
MORGAN STANLEY
May 21, 2007 - June 27, 2011
BAY CREST PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2023)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/23/2010
Limited Representative-Equity Trader ExamSeries 25
Date: 11/21/2007
NYSE Trading Assistant ExaminationFINRA
Nasdaq Stock Market
Current Firm
LIFESCI CAPITAL
CRD#: 168404 / SEC#: , 8-69305
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
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