Nicholas I. Holmes

INTELLICENTS INVESTMENT SOLUTIONS

GOLDEN, CO 80401

Some features on this profile are disabled

CRD#: 5334025

Professional summary

Nicholas Ian Holmes, who also goes by Nicholas Ian Holmes, Nick Ian Holmes, Nick Holmes, Nicholas I Holmes, Nicholas Holmes, is a registered financial advisor currently at INTELLICENTS INVESTMENT SOLUTIONS INC located in Golden, Colorado and MUTUAL SECURITIES, INC. located in Golden, Colorado.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Nicholas has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Ian Holmes | Nick Ian Holmes | Nick Holmes | Nicholas I Holmes | Nicholas Holmes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Intellicents Investment Solutions, Inc., Start Date: 08/15/2019, 1111 Washington Ave., Suite 115, Golden, CO 80401, Corporation, RIA, Chief Compliance Officer (CCO), CCO duties including overall supervision of compliance against the RIA policies and procedures, Investment Related, 150 hours per month, 7 hours per day during trading hours. 2. Semloh Solutions, LLC DBA Semloh Solutions, Start Date: 11/01/2023, 4445 Lyndenwood Circle, Highlands Ranch, CO 80130, LLC, IT and Compliance Consulting and Execution Services, Managing Partner/Owner, This is an update to my previously disclosed OBA, Legal structure changed and added a website (still under construction) and email directly related to this OBA, My company provides IT Consulting and Execution Services along with Compliance Consulting Services, Non-Investment Related, 80 hours per month, 0 hours during the trading day.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Ian Holmes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2019 - Present

INTELLICENTS INVESTMENT SOLUTIONS INC

Office #1: 1111 Washington Avenue Suite 115, Golden, CO 80401

RIA

CRD#: 107498

GOLDEN, CO

Current

July 15, 2019 - Present

MUTUAL SECURITIES, INC.

Office #1: 1111 Washington St Ste 115, Golden, CO 80401

CRD#: 13092

Golden, CO

Past

November 28, 2017 - July 19, 2019

CETERA ADVISORS LLC

RIA

CRD#: 10299

DENVER, CO

Past

November 1, 2017 - July 19, 2019

CETERA ADVISORS LLC

CRD#: 10299

DENVER, CO

Past

July 3, 2017 - October 23, 2017

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

May 18, 2015 - June 27, 2017

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

DENVER, CO

Past

May 18, 2015 - June 27, 2017

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

DENVER, CO

Past

May 18, 2015 - June 27, 2017

CETERA ADVISORS LLC

CRD#: 10299

DENVER, CO

Past

May 18, 2015 - June 27, 2017

CETERA WEALTH SERVICES, LLC

CRD#: 13572

DENVER, CO

Past

January 21, 2015 - April 17, 2015

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

November 18, 2010 - November 4, 2014

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

June 24, 2008 - September 9, 2010

TD AMERITRADE CLEARING, INC.

CRD#: 5633

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTELLICENTS INVESTMENT SOLUTIONS INC

ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC

CRD#: 107498 / SEC#: 801-51382

RIA

Registered Investment Advisory firm - (2/29/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(7/14/2022)

Colorado
(7/15/2019)

IAR

Colorado
(7/17/2019)

Florida
(7/15/2019)

Massachusetts
(7/14/2022)

Minnesota
(8/28/2019)

New Mexico
(7/14/2022)

Texas
(7/15/2019)

Washington
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/28/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/5/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/4/2018

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 10/23/2009

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

INTELLICENTS INVESTMENT SOLUTIONS INC

ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC

CRD#: 107498 / SEC#: 801-51382

RIA

Registered Investment Advisory firm - (2/29/1996 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 North Broadway, Albert Lea, MN 56007

Mailing Address

Phone number

(507) 377-2919

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTELLICENTS INVESTMENT SOLUTIONS INC ADV 2A OCTOBER 2025 (10/24/2025)

INTELLICENTS INVESTMENT SOLUTIONS INC WRAP BROCHURE MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,103
AUM (Assets Under Management)	$ 7,362,137,726

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/21/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Gianluca Triennese

WEDBUSH SECURITIES INC.

IAR

Littleton, CO

Douglas Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

Centennial, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicholas I. Holmes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Ian Holmes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CETERA INVESTMENT SERVICES LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

EMPOWER FINANCIAL SERVICES, INC.

1ST GLOBAL CAPITAL CORP.

TD AMERITRADE CLEARING, INC.

Primary Firm SEC Registration

INTELLICENTS INVESTMENT SOLUTIONS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/28/2017

Series 63

Date: 8/5/2008

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/23/2008

Series 53

Date: 1/4/2018

Series 24

Date: 3/5/2010

Series 4

Date: 10/23/2009

FINRA

Current Firm

INTELLICENTS INVESTMENT SOLUTIONS INC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INTELLICENTS INVESTMENT SOLUTIONS INC

TRUST BUT VERIFY

Similar Advisors