Jeffrey R. Mahoney
VAN CLEMENS WEALTH MANAGEMENT
Lakeville, MN
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CRD#: 5333809
Professional summary
Jeffrey Robert Mahoney, CFP® is a registered financial advisor currently at VAN CLEMENS WEALTH MANAGEMENT, LLC located in Lakeville, Minnesota and VAN CLEMENS & CO. INCORPORATED located in Lakeville, Minnesota.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jeffrey has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hich School Official - Wrestling; Not investment related; Sports official; Compensated; 10-01-2007; Seasonal; 0 hrs during trading; Referee. 2) inForm Financial Planning, LLC, whether the business is investment-related; Yes, the address of the other business; 20564 Jupiter Path, Lakeville, MN 55044 the nature of the other business; DBA and entity used for marketing and tax purposes for independent financial services practice , your position, title, or relationship with the other business; President , the start date of your relationship; 09/2023 , the approximate number of hours/month you devote to the other business; 10 , the number of hours you devote to the other business during securities trading hours; 10 , a brief description of your duties relating to the other business; Manage the finances of the entity 3) Wings for Windows ?the name of the other business; Wings for Widows ?whether the business is investment-related ; No ?the address of the other business; 290 Peavey Rd, Wayzata, MN 55391 ?the nature of the other business; Financial planning ?your position; Financial coach ?title, or relationship with the other business; Financial coach ?the start date of your relationship; 5/15/24 ?the approximate number of hours/month you devote to the other business; 40 hours annually ?the number of hours you devote to the other business during securities trading hours; Unknown currently ?and briefly describe your duties relating to the other business; Providing financial coaching to underserved widows.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Robert Mahoney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
September 11, 2023 - Present
VAN CLEMENS WEALTH MANAGEMENT, LLC
RIA
CRD#: 297362
Lakeville, MN
Current
September 11, 2023 - Present
VAN CLEMENS & CO. INCORPORATED
BD
CRD#: 6914
Lakeville, MN
Past
February 20, 2019 - September 14, 2023
FBL WEALTH MANAGEMENT, LLC
RIA
CRD#: 291396
West Des Moines, IA
Past
February 20, 2019 - September 14, 2023
FBL MARKETING SERVICES, LLC
BD
CRD#: 5309
Farmington, MN
Past
December 24, 2015 - February 27, 2019
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
RIA
CRD#: 134510
bloomington, MN
Past
October 15, 2010 - February 27, 2019
HERBERT J. SIMS & CO, INC.
BD
CRD#: 3420
BLOOMINGTON, MN
Past
July 16, 2007 - October 22, 2010
B. C. ZIEGLER AND COMPANY
BD
CRD#: 61
MINNETONKA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VAN CLEMENS WEALTH MANAGEMENT, LLC
ABUNDANCE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | VAN CLEMENS WEALTH MANAGEMENT, LLC | VAN CLEMENS WEALTH MANAGEMENT | VAN CLEMENS FINANCIAL | TRUE NORTH WEALTH SOLUTIONS | TRANSFORMATIVE FINANCIAL PARTNERS | INSPIRE FINANCIAL SERVICES | INFORM FINANCIAL PLANNING | FUTURE-FOCUSED WEALTH | ENERGIZED RETIREMENT PLANNERS | BEYOND TANGIBLE WEALTH
CRD#: 297362 / SEC#: 801-129906
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)California
Registered Investment Advisory firm - (5/15/2024 Terminated)Indiana
Registered Investment Advisory firm - (4/15/2024 Terminated)Iowa
Registered Investment Advisory firm - (4/15/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/15/2024 Terminated)North Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)South Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)Washington
Registered Investment Advisory firm - (5/15/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (4/15/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/11/2023)
RR
Florida(9/11/2023)
RR
Iowa(9/11/2023)
IAR
Minnesota(9/11/2023)
RR
Minnesota(9/15/2023)
RR
North Dakota(9/11/2023)
RR
South Dakota(9/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VAN CLEMENS WEALTH MANAGEMENT, LLC
ABUNDANCE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | VAN CLEMENS WEALTH MANAGEMENT, LLC | VAN CLEMENS WEALTH MANAGEMENT | VAN CLEMENS FINANCIAL | TRUE NORTH WEALTH SOLUTIONS | TRANSFORMATIVE FINANCIAL PARTNERS | INSPIRE FINANCIAL SERVICES | INFORM FINANCIAL PLANNING | FUTURE-FOCUSED WEALTH | ENERGIZED RETIREMENT PLANNERS | BEYOND TANGIBLE WEALTH
CRD#: 297362 / SEC#: 801-129906
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)California
Registered Investment Advisory firm - (5/15/2024 Terminated)Indiana
Registered Investment Advisory firm - (4/15/2024 Terminated)Iowa
Registered Investment Advisory firm - (4/15/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/15/2024 Terminated)North Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)South Dakota
Registered Investment Advisory firm - (4/15/2024 Terminated)Washington
Registered Investment Advisory firm - (5/15/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (4/15/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
900 2nd Avenue South Suite 1500, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 758-9140
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 551 |
| AUM (Assets Under Management) | $ 327,243,548 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
