Carlos A. Tirador
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlos Antonio Tirador, who also goes by Carlos Narciso Tirador, Carlos Antonio N Tirador, Carlos Antonio Narciso Tirador, was a registered financial professional .
Carlos is a previously registered financial professional and started their career in finance in 2007. Carlos had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
August 12, 2015 - March 8, 2018
SCOTTRADE, INC.
December 7, 2010 - July 20, 2015
TD AMERITRADE, INC.
December 7, 2010 - July 20, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 19, 2009 - July 20, 2015
TD AMERITRADE, INC.
November 29, 2007 - February 20, 2009
FIDELITY BROKERAGE SERVICES LLC
July 5, 2007 - September 5, 2007
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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