Frankie Jo R. Ceja
STRATEGIC ADVISERS | Financial Consultant
MESA, AZ
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CRD#: 5333272
Professional summary
Frankie Jo Renee Ceja, CFP®, who also goes by Frankie Jo Ceja, Frankie Jo Olmos, Frankie Jo Renee Olmos, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mesa, Arizona and FIDELITY BROKERAGE SERVICES LLC located in Chandler, Arizona.
Frankie Jo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Frankie Jo has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Biography
As a Financial Consultant and CFP® professional, I focus on assisting clients with comprehensive financial planning to help clients build, preserve and transition wealth. Working with investors of all ages, families and professionals through various stages of their lives, each investment strategy starts with a personalized plan. Devoted to building long term relationships, my commitment is to communicate, educate, and prepare clients for working towards the goals they want to achieve.
Question & Answer
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Frankie Jo Ceja | Frankie Jo Olmos | Frankie Jo Renee Olmos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Frankie Jo Renee Ceja's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Education
Barry University
Master of Business Administration (MBA) - Business
2010
University of Nevada, Reno
Bachelor of Science (BS) - Finance
2003
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226RIA
CRD#: 104555
MESA, AZ
Current
June 11, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226BD
CRD#: 7784
Chandler, AZ
Past
June 15, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MESA, AZ
Past
April 29, 2014 - June 4, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SCOTTSDALE, AZ
Past
April 25, 2014 - June 4, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SCOTTSDALE, AZ
Past
November 19, 2007 - May 5, 2014
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SCOTTSDALE, AZ
Past
November 19, 2007 - May 5, 2014
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SCOTTSDALE, AZ
Past
August 24, 2007 - September 26, 2007
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
SCOTTSDALE, AZ
Past
July 17, 2007 - September 26, 2007
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/20/2024)
RR
Alaska(7/18/2025)
RR
Arizona(6/11/2020)
IAR
Arizona(3/31/2025)
RR
California(6/11/2020)
RR
Colorado(4/26/2022)
RR
Delaware(12/19/2023)
RR
Florida(1/19/2024)
RR
Georgia(3/4/2022)
RR
Idaho(10/19/2022)
RR
Illinois(6/11/2020)
RR
Indiana(9/29/2023)
RR
Iowa(3/4/2022)
RR
Massachusetts(6/11/2020)
RR
Michigan(6/11/2020)
RR
Minnesota(7/6/2022)
RR
Missouri(4/18/2023)
RR
Montana(7/6/2022)
RR
Nebraska(6/11/2020)
RR
Nevada(3/4/2022)
RR
New Hampshire(5/6/2022)
RR
New Mexico(6/11/2020)
RR
New York(4/2/2024)
RR
North Dakota(6/11/2020)
RR
Ohio(5/9/2022)
RR
Oregon(6/11/2020)
RR
Pennsylvania(9/11/2025)
RR
South Carolina(7/19/2024)
RR
Tennessee(7/6/2022)
RR
Texas(6/11/2020)
IAR
Texas(3/31/2025)
RR
Utah(6/11/2020)
RR
Virginia(1/2/2026)
RR
Washington(6/11/2020)
RR
Wisconsin(6/11/2020)
RR
Wyoming(8/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Mesa, AZTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
