JA
Jac M. Arbour
J.M. ARBOUR
Gardiner, ME 04345
Some features on this profile are disabled
CRD#: 5332031
JA
Professional summary
Jac Michael Arbour, CFP®, ChFC® is a registered financial advisor currently at J.M. ARBOUR, LLC located in Gardiner, Maine.
Jac is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jac has worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) J.M. Arbour Wealth Management, an Independent Insurance/Annuity Agency; President, Independent Life insurance/annuity agent; it is investment related; 77 Water Street, Ste. 1, Hallowell, ME 04347; since 11/2016; will devote approximately 80 hours per month during market hours. 2.) ProCeeds Properties, LLC; Rental Properties; 77 Water Street, Ste. 1, Hallowell, ME 04347. 3.) ProCeeds Press; 77 Water Street, Ste. 1, Hallowell, ME 04347; book sales and speaking engagements; will devote approximate 5 hours per month during market hours. 4.) Mr. Arbour has an arrangement with a payroll company for which they pay him a referral fee for companies he refers. This referral fee is nominal and there is no conflict of interest with this arrangement; 77 Water Street, Ste. 1, Hallowell, ME 04347; started 2/2017; 0 hrs per month during market hours. 5.) IPA Marketing; part-owner; started Sept 2016; 77 Water Street, Ste. 1, Hallowell, ME; provides mailings, marketing materials and organizes events for advisers to present; 0 hours per month during market hours. 6.) Jac Arbour; not investment related; Personal Development Coaching; Coach; Hallowell, ME; since 12/2019; approx. 5 hours/mo during trading hours. 7.) J.M Arbour, LLC; Investment Related; Scottsdale, AZ; RIA; Managing Member/CCO; Start Date 11/2016; Approximately 55 hours per month with all hours during securities trading hours 8.) PacBak LLC; not investment related; 7140 Miranda Dr. Anchorage AK 99507; Coolers, sealers, outdoor gear; Investor/owner; Start date 05/2022 Approximately 20 hours/month with 0 hours/month devoted to securities trading hours; Advisor and operational efficiencies 9.) GravyStack; Not Investment Related; 1 North 1st Street Phoenix AZ 85004; Application for financial literacy; Investor/owner; Start date 05/2022; Approximately 2 hours/month with 0 hours/month devoted to securities trading hours; Advisor/investor 10.) ISA Industries; Not Investment Related; 2390 E Camelback Rd. Ste 130 Phoenix, AZ 85016; Fusion Cell Technologies; Investor/Owner; Approximately 0 hours/month with 0 hours/month devoted to securities trading hours; Advisor and network sharing 11.) HUSH; Not Investment Related; 89 Cypress Dr, Woodbury NY 11797; Manufacturing of second hand smoke elimination devices; Investor/Owner; Approximately 0 hours/month with 0 hours/month devoted to securities trading hours 12.) NextGen; Not Investment Related; 89 Cypress Dr, Woodbury NY 11797; SaaS to Entrepreneurs; Investor/Owner; Approximately 1 hours/month with 0 hours/month devoted to securities trading hours; Advisor 13.) ARMO Sourcing, LLC; Not Investment Related; Gardiner, ME; An international sourcing and brokerage company of retail products; CEO; Start Date 02/2024; Approx. 40 hours/month with 20 hours/month during trading hours; Responsibilities include operations and streamlining of relationships and sales. 14.) MasterFi, Inc.; Not Investment Related; Gardiner, ME; SaaS company providing financial guidance through AI and messaging; CEO; Start Date 10/2023; Approx. 20 hours/month with all hours during trading hours; Responsibilities include creating the vision, schedule team meetings, share ideas about the build of the product, build the team, raise capital 15.) Kennebec Offices, LLC; Not Investment Related; Flex Office Space in Maine; Approximately 0 hours/month with 0 hours/month devoted to securities trading hours;
CRS (Client Relationship Summary) - RIA
Click below to view Jac Michael Arbour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
June 21, 2022 - Present
J.M. ARBOUR, LLC
Office #1: 1 Brunswick Avenue, Gardiner, ME 04345RIA
CRD#: 313352
Gardiner, ME
Past
January 5, 2016 - August 4, 2022
FOUNDATIONS INVESTMENT ADVISORS LLC
RIA
CRD#: 175083
HALLOWELL, ME
Past
August 27, 2007 - October 25, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JA
J.M. ARBOUR, LLC
J.M. ARBOUR LLC | J.M. ARBOUR, LLC | J.M. ARBOUR WEALTH MANAGEMENT | J.M. ARBOUR MULTI-FAMILY OFFICE
CRD#: 313352 / SEC#: 801-124962
RIA
Registered Investment Advisory firm - (5/6/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/25/2022)
IAR
Maine(6/24/2022)
IAR
Texas(6/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
JA
J.M. ARBOUR, LLC
J.M. ARBOUR LLC | J.M. ARBOUR, LLC | J.M. ARBOUR WEALTH MANAGEMENT | J.M. ARBOUR MULTI-FAMILY OFFICE
CRD#: 313352 / SEC#: 801-124962
RIA
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Contact information
Main Address
1 Brunswick Avenue, Gardiner, ME 04345
Mailing Address
Phone number
(207) 248-6767
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,310 |
| AUM (Assets Under Management) | $ 153,988,558 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
