Jac M. Arbour

J.M. ARBOUR

Gardiner, ME 04345

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CRD#: 5332031

Professional summary

Jac Michael Arbour, CFP®, ChFC® is a registered financial advisor currently at J.M. ARBOUR, LLC located in Gardiner, Maine.

Jac is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jac has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jac Michael Arbour's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

ChFC^®

Chartered Financial Consultant

Experience

Current

June 21, 2022 - Present

J.M. ARBOUR, LLC

Office #1: 1 Brunswick Avenue, Gardiner, ME 04345

RIA

CRD#: 313352

Gardiner, ME

Past

January 5, 2016 - August 4, 2022

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

HALLOWELL, ME

Past

August 27, 2007 - October 25, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.M. ARBOUR, LLC

J.M. ARBOUR LLC | J.M. ARBOUR, LLC | J.M. ARBOUR WEALTH MANAGEMENT | J.M. ARBOUR MULTI-FAMILY OFFICE

CRD#: 313352 / SEC#: 801-124962

RIA

Registered Investment Advisory firm - (5/6/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/25/2022)

IAR

Maine
(6/24/2022)

IAR

Texas
(6/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/26/2007

General Securities Representative Examination

Current Firm

J.M. ARBOUR, LLC

J.M. ARBOUR LLC | J.M. ARBOUR, LLC | J.M. ARBOUR WEALTH MANAGEMENT | J.M. ARBOUR MULTI-FAMILY OFFICE

CRD#: 313352 / SEC#: 801-124962

RIA

Registered Investment Advisory firm - (5/6/2022 Approved)

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Contact information

Main Address

1 Brunswick Avenue, Gardiner, ME 04345

Mailing Address

Phone number

(207) 248-6767

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J.M. ARBOUR, LLC FORM ADV PART 2 BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,310
AUM (Assets Under Management)	$ 153,988,558

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jac M. Arbour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jac Michael Arbour's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.M. ARBOUR, LLC

FOUNDATIONS INVESTMENT ADVISORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

J.M. ARBOUR, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2015

Series 7

Date: 8/26/2007

Current Firm

J.M. ARBOUR, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J.M. ARBOUR, LLC

TRUST BUT VERIFY

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