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Zacharia Waxler

EQUINUM
BROOKLYN, NY
·CRD# 5332017·8 years experience

Professional Summary

Zacharia Waxler is a registered financial advisor currently at EQUINUM, LLC located in Brooklyn, New York. Zacharia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Zacharia has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

EQUINUM, LLC·CRD# 304350
RIA
3611 14th Avenue, Suite 221, Brooklyn, NY 11218
January 21, 2020 - Present
RVW WEALTH LLC·CRD# 140451
RIA
Brooklyn, NY
September 11, 2018 - October 3, 2019

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Current Firm

EL
EQUINUM, LLC

EQUINUM WEALTH MANAGEMENT | EQUINUM, LLC

CRD#: 304350 / SEC#: 801-116824
RIA
Registered Investment Advisory firm - SEC (6/27/2019 Approved)

Contact Information

Main Address

3611 14th Avenue, Suite 221, Brooklyn, NY 11218

Phone Number

(718) 480-5600

# of Employees

7

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EQUINUM, LLC - 2A FIRM BROCHURE (10/6/2026)

Regulatory Assets Under Management

Total Number of Accounts

640

AUM (Assets Under Management)

$756,994,953

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
03/13/2026Cover PageReport
02/27/2025Cover PageReport
01/30/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ZACHARIA WAXLER CPA P.C. NON INVESTMENT RELATED 2131 62ND STREET BROOKLYN, NY 11204 CERTIFIED PUBLIC ACCOUNTANCY PRESIDENT/OWNER 03/2006 40 HOURS PER MONTH N/A PROVIDE ACCOUNTING SERVICES TO BUSINESSES AND INDIVIDUALS. RVW WEALTH EXPERIENCE United Rabbis of America Non Investment Related 1428 36th Street Brooklyn NY 11218 Volunteer 01/2025 1 Hour during trading 2 Hours outside trading A Non-profit organization that focuses on assisting Rabbis and teachers with loans and education. Ahavat Yisroel Humanity Non Investment Related 5314 16th Ave Suite 244 Brooklyn NY 11204 Controller 01/2025 1 Hour during trading 1 Hour outside trading Bookkeeping This is a charity that Zachaira volunteers for and spends about 1-2 hours a month on. Zacharia Waxler serves as an officer of a charitable organization that is also an advisory client of the firm. Mr. Waxler is not compensated by the charity for this position. This outside position presents a potential conflict of interest because Mr. Waxler may have duties to the charity that could influence, or appear to influence, the charity's decision-making regarding the firm's engagement, scope of services, and/or advisory fees. To address this conflict, Mr. Waxler is recused from any discussions, recommendations, approvals, or votes regarding the charity's selection, retention, or termination of the firm, advisory fees or fee negotiations, and the approval of any advisory invoices or other payments to the firm. Any such decisions are made and documented by individuals at the charity who are not supervised persons of the firm.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EL
EQUINUM, LLC

EQUINUM WEALTH MANAGEMENT | EQUINUM, LLC

CRD#: 304350 / SEC#: 801-116824
RIA
Registered Investment Advisory firm - SEC (6/27/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New York
(9/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2018About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Zacharia Waxler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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