John S. Roberts
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
LAKE OSWEGO, OR
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CRD#: 5331749
Professional summary
John S. Roberts, who also goes by John Spencer Roberts, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lake Oswego, Oregon and FIDELITY BROKERAGE SERVICES LLC located in Tigard, Oregon.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
I have worked in Fidelity Bridgeport Village office assisting high net worth clients for over 13 years. I have a strong passion for understanding my client's goals, and partnering with them to develop an investment strategy and financial plan to align with their objectives. My unique value is my combination of a strong financial planning background, extensive Fidelity experience and an overall passion for helping clients and their families strive for financial success.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Spencer Roberts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John S. Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Oregon State University
Bachelor of Science (BS) - Finance and Economics
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 7493 Sw Bridgeport Road Bridgeport Village, Tigard, OR 97224RIA
CRD#: 104555
LAKE OSWEGO, OR
Current
April 7, 2009 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7493 Sw Bridgeport Road Bridgeport Village, Tigard, OR 97224BD
CRD#: 7784
Tigard, OR
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
TIGARD, OR
Past
March 17, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
TIGARD, OR
Past
March 3, 2008 - July 31, 2008
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
PORTLAND, OR
Past
March 3, 2008 - July 31, 2008
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
PORTLAND, OR
Past
August 7, 2007 - March 4, 2008
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
PORTLAND, OR
Past
July 18, 2007 - March 4, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/25/2023)
RR
Alaska(1/3/2014)
RR
Arizona(1/3/2014)
RR
Arkansas(1/8/2016)
RR
California(4/7/2009)
RR
Colorado(1/8/2016)
RR
Connecticut(1/4/2025)
RR
Florida(1/8/2016)
RR
Hawaii(1/6/2017)
RR
Idaho(2/22/2022)
RR
Illinois(1/2/2015)
RR
Maine(3/25/2023)
RR
Massachusetts(10/14/2019)
RR
Michigan(4/23/2020)
RR
Minnesota(1/5/2018)
RR
Missouri(1/4/2025)
RR
Montana(1/6/2017)
RR
Nebraska(4/23/2020)
RR
Nevada(4/7/2009)
RR
New Hampshire(7/19/2024)
RR
New Mexico(8/8/2020)
RR
New York(4/23/2020)
RR
North Carolina(7/3/2024)
RR
Oregon(4/7/2009)
IAR
Oregon(3/31/2025)
RR
Pennsylvania(2/12/2021)
RR
South Dakota(1/3/2014)
RR
Tennessee(1/6/2020)
RR
Texas(1/8/2016)
IAR
Texas(3/31/2025)
RR
Utah(11/16/2020)
RR
Virginia(3/21/2022)
RR
Washington(4/7/2009)
RR
Wisconsin(2/12/2021)
RR
Wyoming(1/5/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Lake Oswego, ORTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
