Phyllis G. Lancaster
MISSION WEALTH MANAGEMENT, LP
GREENSBORO, NC 27410
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CRD#: 5331616
Professional summary
Phyllis Gilker Lancaster, CFP®, who also goes by Phyllis Patricia Gilker, is a registered financial advisor currently at MISSION WEALTH MANAGEMENT, LP located in Greensboro, North Carolina.
Phyllis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Phyllis has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phyllis Patricia Gilker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 12/13/2011, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE; (2) ANDERS GROUP INC., NOT INVESTMENT RELATED, 2001-B BROOKEN HILL DRIVE, FORT SMITH, AR 72908, SELLING PRINTED MATERIALS AND PROMOTIONAL ITEMS, START 10/31/2013, <1HR/WK (NON-TRADING HOURS), BOARD OF DIRECTORS - ADVISORY ROLE; (3) NAME OF OTHER BUSINESS: TRIANGLE CATTLE COMPANY INVESTMENT RELATED: NO ADDRESS: 9222 N. HWY 71, MOUNTAINBURG, AR 72946 ; NATURE OF BUSINESS: FAMILY LIVESTOCK BUSINESS; START DATE: 12/2017 ; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 PER MONTH ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 PER MONTH ; BRIEF DESCRIPTION OF DUTIES: PART OWNER WITH SIBLINGS IN A FAMILY BUSINESS ; (4) Greensboro Estate Planning Council; not investment-related; Director-at-Large; May 2024; 1 hour per month; 0 during securities trading hours; a volunteer position where IAR provides input on speakers and events for a group consisting of local attorneys, CPAs, accountants, trustee officers, and other financial advisors.
CRS (Client Relationship Summary) - RIA
Click below to view Phyllis Gilker Lancaster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
October 4, 2022 - Present
MISSION WEALTH MANAGEMENT, LP
Office #1: 3608 W. Friendly Ave. Suite 100, Greensboro, NC 27410RIA
CRD#: 113057
GREENSBORO, NC
Past
December 14, 2011 - October 4, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GREENSBORO, NC
Past
December 14, 2011 - October 4, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
GREENSBORO, NC
Past
December 19, 2007 - December 7, 2011
TRIAD FINANCIAL ADVISORS, INC.
RIA
CRD#: 118583
GREENSBORO, NC
Past
August 15, 2007 - December 5, 2011
OSAIC WEALTH, INC.
BD
CRD#: 23131
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MISSION WEALTH MANAGEMENT, LP
MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC
CRD#: 113057 / SEC#: 801-61230
RIA
Registered Investment Advisory firm - (6/7/2002 Approved)California
Registered Investment Advisory firm - (6/14/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(10/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MISSION WEALTH MANAGEMENT, LP
MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC
CRD#: 113057 / SEC#: 801-61230
RIA
Registered Investment Advisory firm - (6/7/2002 Approved)California
Registered Investment Advisory firm - (6/14/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 882-2360
Established
Firm type
Fiscal year end
# of Employees
145
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,456 |
| AUM (Assets Under Management) | $ 10,024,060,630 |
Red Flags
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Company Information
MISSION WEALTH MANAGEMENT, LP
CRD#: 113057Greensboro, NC 27410TRUST BUT VERIFY
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