Cheryl L. Kimmel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Lynn Kimmel, who also goes by Cheryl Lynn Alexander Mrs, Cherryl L Kimmel Mrs., Cherryl L Kimmel, Cheryl L Kimmel, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 2007. Cheryl had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2024 - September 16, 2025
EMPOWER ADVISORY GROUP, LLC
December 6, 2024 - September 16, 2025
EMPOWER FINANCIAL SERVICES, INC.
December 3, 2020 - August 6, 2024
CHARLES SCHWAB & CO., INC.
December 3, 2020 - August 6, 2024
CHARLES SCHWAB & CO., INC.
July 13, 2018 - September 17, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 9, 2009 - July 13, 2018
STRATEGIC ADVISERS LLC
March 25, 2008 - September 16, 2020
FIDELITY BROKERAGE SERVICES LLC
May 16, 2007 - July 18, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
