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Andrew Philip Hahn

CRD# 5330348·Registered 2011 - 2016
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Philip Hahn was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 2011 - 2016. Andrew had worked at 1 firm and has passed the SIE, Series 56 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

URSA GROUP, LLC·CRD# 149272
BD
San Francisco, CA
April 14, 2011 - October 28, 2016

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Current Firm

UG
URSA GROUP, LLC

BANEBLADE, LLC | URSA GROUP, LLC | EVO MM, LLC

CRD#: 149272 / SEC#: 8-68131
BD
Terminated by SEC on 12/27/2016

Contact Information

Established

California since 12/04/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
URSA INVESTORS, LLCMANAGING MEMBER—
DOUGLAS, RUSSELL PALMERPRINCIPAL/MANAGER5875454
HAHN, ANDREW PHILIPPRINCIPAL/MANAGER, CCO5330348

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2016About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Aug 2011

Series 24 — General Securities Principal Examination

Passed Sep 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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