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MR

Marcos Braga Rosalino

CRD# 5329957·Registered 2007 - 2024
Previously Registered: Being a previously registered professional could mean that Marcos is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marcos Braga Rosalino was a registered financial advisor. Marcos was a previously registered financial professional and started their career in finance 2007 - 2024. Marcos had worked at 3 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

INTER SECURITIES LLC·CRD# 317278
BD
Miami, FL
July 26, 2023 - February 28, 2024
BOFA SECURITIES, INC.·CRD# 283942
BD
New York, NY
May 10, 2019 - November 29, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 22, 2007 - May 10, 2019

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Current Firm

IS
INTER SECURITIES LLC

INTER SECURITIES LLC | USEND SECURITIES LLC | INTER&CO SECURITIES LLC

CRD#: 317278 / SEC#: 8-70985
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

501 Brickell Key Drive, Suite 201, Miami, FL 33131

Mailing Address

501 Brickell Key Drive, Suite 201, Miami, FL 33131

Phone Number

(310) 698-0164

Established

Delaware since 08/02/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INTER US HOLDING, INC.SOLE MEMBER—
MARCILIO, FELIPECEO7350536
ROZWADOWSKI, YASMINCOO6826177
TOROLA, JOHN THOMASCFO1619507
TORRES, NINA MICHELLECCO6455404

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Jan 2018About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed Oct 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2019About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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