Catherine B. Hathaway
Professional summary
Catherine B Hathaway, who also goes by Catherine P Bertinatti, Catherine Bertinatti Hathaway, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Mclean, Virginia.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2009. Catherine has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine B Hathaway's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2024 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 8180 Greensboro Drive Suite 725, Mclean, VA 22102June 30, 2016 - May 11, 2021
METLIFE INVESTORS DISTRIBUTION COMPANY
March 7, 2011 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
January 13, 2009 - December 31, 2010
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2025)
(2/25/2025)
(2/24/2025)
(2/20/2025)
(2/21/2025)
(3/4/2025)
(2/25/2025)
(12/17/2024)
(2/20/2025)
(2/20/2025)
(2/20/2025)
(2/21/2025)
(2/25/2025)
(2/21/2025)
(2/25/2025)
(2/24/2025)
(2/24/2025)
(2/25/2025)
(2/21/2025)
(2/20/2025)
(2/21/2025)
(2/21/2025)
(4/3/2025)
(2/21/2025)
Exams
Series 6TO
Date: 3/20/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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