KG
Kristen W. Gardner
TRUIST ADVISORY SERVICES
SUFFOLK, VA 23434
Some features on this profile are disabled
CRD#: 5329375
KG
Professional summary
Kristen Warren Gardner is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Suffolk, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Franklin, Virginia.
Kristen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Kristen has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SUFFOLK BUSINESS WOMEN POSITION: Member NATURE: Open to men and women who are interested in issues that support women in business, it is a great way to network, share information and find business support as well as hearing from an inspirational business speaker. Suffolk Business Women is supported by a Board of business representatives from all across Suffolk. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 100 E Constance Rd, Suffolk VA 23434 AIRBNB - OUTER BANKS COTTAGE POSITION: Property Owner NATURE: AirBnB is a rental platform in which we will use to rent out our family beach cottage for profit. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: Kill Devil Hills NC, United States DESCRIPTION: Residential rental property.
CRS (Client Relationship Summary) - RIA
Click below to view Kristen Warren Gardner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1525 N Main St, Suffolk, VA 23434RIA
CRD#: 283390
SUFFOLK, VA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 201 N College Dr, Franklin, VA 23851Office #2: 212 E Atlantic St, South Hill, VA 23970Office #3: 205 Railroad Ave, Wakefield, VA 23888Office #4: 1803 S Church St, Smithfield, VA 23430Office #5: 1525 N Main St, Suffolk, VA 23434Office #6: 301 W Atlantic St, Emporia, VA 23847BD
CRD#: 17499
FRANKLIN, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
April 29, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
SUFFOLK, VA
Past
July 12, 2011 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
SUFFOLK, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Indiana(9/21/2022)
RR
New York(12/17/2021)
RR
North Carolina(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(2/17/2021)
RR
Tennessee(2/3/2023)
RR
Texas(2/17/2021)
RR
Virginia(2/17/2021)
IAR
Virginia(2/17/2021)
RR
Washington(1/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
