Hsin-kai Chou
Professional summary
Hsin-kai Chou, who also goes by Phillip Chou, is a registered financial professional currently at SHORELINEAMBROSE ADVISORS, LLC located in San Diego, California.
Hsin-kai is registered as a RR (Registered Representative) and started their career in finance in 2008. Hsin-kai has worked at 3 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hsin-kai Chou's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2016 - Present
SHORELINEAMBROSE ADVISORS, LLC
Office #1: 6310 Greenwich Drive Suite 120, San Diego, CA 92122May 27, 2009 - June 9, 2016
EUREKA CAPITAL MARKETS, LLC
November 10, 2008 - May 5, 2009
BCC ADVISORY SERVICES, LLC
February 22, 2008 - May 5, 2009
BCC ADVISORY SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SHORELINEAMBROSE ADVISORS, LLC
CRD#: 141046 / SEC#: , 8-67357
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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