Tammy K. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tammy Kratz Butler, who also goes by Tammy Lynn Butler, Tammy Lynn Kratz, was a registered financial professional .
Tammy is a previously registered financial professional and started their career in finance in 2007. Tammy had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2011 - January 16, 2013
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
February 7, 2011 - November 1, 2012
SECURITIES SERVICE NETWORK, LLC
March 9, 2009 - October 20, 2010
HORTER INVESTMENT MANAGEMENT, LLC
July 3, 2008 - December 31, 2008
WOODBURY FINANCIAL SERVICES, INC.
July 3, 2008 - March 11, 2009
WOODBURY FINANCIAL SERVICES, INC.
July 16, 2007 - June 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
June 11, 2007 - June 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
CRD#: 149564 / SEC#: 801-69981
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
