Brian S. Okeefe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Scott Okeefe, who also goes by Okeefe S. Obrian, Brian S. Okeefe, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2007. Brian had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2011 - April 3, 2013
PHARUS SECURITIES, LLC
March 11, 2010 - January 13, 2011
MATRIX CAPITAL GROUP, INC.
February 17, 2010 - March 23, 2010
H. ROARK & ASSOCIATES, INC.
June 16, 2009 - January 15, 2010
WAVELAND CAPITAL PARTNERS LLC
May 17, 2007 - May 21, 2009
ADVANCED EQUITIES, INC.
May 14, 2007 - May 16, 2007
ADVANCED EQUITIES, INC.
May 3, 2007 - May 21, 2009
ADVANCED EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHARUS SECURITIES, LLC
CRD#: 148002 / SEC#: , 8-67948
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
