Pooya Ardekani
Professional summary
Pooya Ardekani, who also goes by Paul B Ardekani, Paul B. Ardekani, Pooya B Ardekani, Pooya Beheshte Ardekani, is a registered financial professional currently at ALLIANCEBERNSTEIN INVESTMENTS, INC. located in Nashville, Tennessee.
Pooya is registered as a RR (Registered Representative) and started their career in finance in 2008. Pooya has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pooya Ardekani's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2024 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Office #1: 501 Commerce Street, Nashville, TN 37203February 20, 2020 - April 16, 2024
AMERICAN CENTURY INVESTMENT SERVICES INC.
April 27, 2015 - January 29, 2020
COREBRIDGE CAPITAL SERVICES, INC.
December 3, 2012 - April 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 3, 2012 - April 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2012 - September 24, 2012
EVERBANK WEALTH MANAGEMENT
January 11, 2012 - September 24, 2012
EVERTRADE DIRECT BROKERAGE, INC.
March 30, 2010 - January 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
March 30, 2010 - January 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 25, 2008 - March 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 3, 2008 - March 4, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2024)
(4/22/2024)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN INVESTMENTS, INC.
CRD#: 14549 / SEC#: , 8-30851
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | PARENT OF REGISTRANT | |
| ARCHARD, NOEL CHRISTIAN | HEAD OF ETF AND PORTFOLIO SOLUTIONS | 2563745 |
| GESSNER, MARK ANDREW | CHIEF EXECUTIVE OFFICER | 2447287 |
| KRUEGER, GARY MICHAEL | DIRECTOR, CHIEF FINANCIAL OFFICER | 2840211 |
| MANLEY, MARK RANDALL | DIRECTOR AND CORPORATE SECRETARY | 1294370 |
| WRIGHT, DANIEL EUGENE | CHIEF COMPLIANCE OFFICER | 2204732 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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