Susana K. Dryden

LIGHTHOUSE CAPITAL GROUP

Pasadena, CA 91106

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CRD#: 5327906

Professional summary

Susana Kay Dryden, who also goes by Susana Kay Bruce, Susana Kay Dryden-sulahian, Susana Kay Sulahian, is a registered financial professional currently at LIGHTHOUSE CAPITAL GROUP, LLC located in Pasadena, California and EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.

Susana is registered as a RR (Registered Representative) and started their career in finance in 2011. Susana has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Susana Kay Bruce | Susana Kay Dryden-Sulahian | Susana Kay Sulahian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susana Kay Dryden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2014 - Present

LIGHTHOUSE CAPITAL GROUP, LLC

Office #1: 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106Office #2: 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

CRD#: 169135

Pasadena, CA

Current

October 9, 2017 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106Office #2: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106

CRD#: 283430

Pasadena, CA

Past

September 8, 2011 - June 24, 2014

SANDLAPPER SECURITIES, LLC

CRD#: 137906

GREENVILLE, SC

Past

May 17, 2011 - September 16, 2011

NELSONREID, INC.

CRD#: 45503

PASADENA, CA

Past

February 21, 2011 - May 18, 2011

STEVEN L. FALK & ASSOCIATES INC.

CRD#: 14297

LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(3/24/2025)

California
(7/3/2014)

Indiana
(9/25/2017)

Massachusetts
(3/24/2025)

Nebraska
(3/24/2025)

Nevada
(3/24/2025)

North Carolina
(3/24/2025)

Oregon
(3/24/2025)

Virginia
(3/24/2025)

Exams

State Security Law Exam

Series 63

Date: 3/25/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 3/4/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: , 8-69753

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone number

(626) 564-1031

Established

California since 01/06/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EXCHANGERIGHT HOLDINGS, LLC	OWNER
DRYDEN, SUSANA KAY	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	5327906
THOMAS, WARREN JESSE MCEWIN	PRESIDENT, MANAGING MEMBER	2299254
THORNTON, STEVEN LEE	FINOP	4496384
UNGERECHT, JOSHUA PAUL	CEO, MANAGING MEMBER	5183573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Susana K. Dryden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susana Kay Dryden's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXCHANGERIGHT SECURITIES, LLC

SANDLAPPER SECURITIES, LLC

NELSONREID, INC.

STEVEN L. FALK & ASSOCIATES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/2011

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2011

Series 14

Date: 1/2/2023

Series 24

Date: 3/4/2013

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EXCHANGERIGHT SECURITIES, LLC

TRUST BUT VERIFY

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