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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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DD

Dawn S. Demers

CETERA INVESTMENT ADVISERS
LARGO, FL 33778
Some features on this profile are disabled
CRD#: 5327883
DD

Professional summary

Dawn Susanne Demers, who also goes by Dawn Susanne Dobmeier, Dawn Susanne Robles, Dawn Robles, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Largo, Florida and CETERA INVESTMENT SERVICES LLC located in Largo, Florida.

Dawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Dawn has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dawn Susanne Dobmeier | Dawn Susanne Robles | Dawn Robles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Susanne Demers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2022 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 12580 Seminole Blvd, Largo, FL 33778
RIA
CRD#: 105644
LARGO, FL
Current

March 24, 2022 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 12580 Seminole Blvd, Largo, FL 33778
BD
CRD#: 15340
Largo, FL
Past

July 9, 2014 - March 4, 2015

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
PALM HARBOR, FL
Past

May 4, 2011 - August 31, 2012

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
BELLEAIR, FL
Past

July 23, 2007 - February 10, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CLEARWATER, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/11/2022)
RR
Colorado
(7/24/2024)
RR
Delaware
(8/1/2024)
RR
Florida
(4/15/2022)
IAR
Florida
(7/26/2022)
RR
Michigan
(7/24/2024)
RR
Mississippi
(7/22/2024)
RR
North Carolina
(7/31/2024)
RR
Ohio
(7/22/2024)
RR
Tennessee
(6/10/2025)
RR
Utah
(6/24/2025)
RR
Virginia
(7/2/2025)
RR
West Virginia
(7/25/2024)
RR
Wisconsin
(7/22/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/28/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/7/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/24/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/16/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/20/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Largo, FL 33778

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