John T. Decosimo
Professional summary
John Thomas Decosimo, who also goes by Tom Decosimo, is a registered financial professional currently at DCF, LLC located in Waunake, Wisconsin and BROWN ASSOCIATES, INC. located in Chattanooga, Tennessee.
John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Decosimo's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2009 - Present
DCF, LLC
Office #2: 629 Market Street Suite 120, Chattanooga, TN 37402August 4, 2016 - Present
BROWN ASSOCIATES, INC.
Office #1: 819 Broad Street, Chattanooga, TN 37402-2613June 14, 2007 - November 3, 2008
BROWN ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2012)
(8/2/2017)
(1/23/2024)
(3/6/2015)
(5/31/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 3/16/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BROWN ASSOCIATES, INC.
CRD#: 5049 / SEC#: , 8-15665
Contact information
FINRA licenses (9 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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