Campbell Huxley Brown
Professional Summary
Campbell Huxley Brown is a registered financial advisor currently at GARTH & BROWN INVESTMENT MANAGEMENT, LLC located in Chattanooga, Tennessee and BROWN ASSOCIATES, INC. located in Chattanooga, Tennessee. Campbell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Campbell has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, Series 79TO, Series 22TO, Series 99TO, SIE, Series 7, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
GARTH & BROWN INVESTMENT MANAGEMENT, LLC
Contact Information
Main Address
819 Broad Street, Chattanooga, TN 37402-2613Phone Number
(423) 267-3776# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
4AUM (Assets Under Management)
$15,310,143Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/7/2007)
(8/3/2016)
(12/7/2007)
(9/14/1982)
(2/23/2017)
(4/19/2022)
(7/14/2017)
(3/18/1994)
(1/1/1978)
(11/30/2016)
(7/12/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSeries 1 — Registered Representative Examination
Passed Nov 1977SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Campbell Huxley Brown's CRS (Customer Relationship Summary).
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