John Thomas Decosimo
Professional Summary
John Thomas Decosimo, who also goes by Tom Decosimo, is a registered financial advisor currently at DCF, LLC located in Waunake, Wisconsin and BROWN ASSOCIATES, INC. located in Chattanooga, Tennessee. John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Decosimo
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
BROWN ASSOCIATES, INC.
Contact Information
Main Address
819 Broad Street, Chattanooga, TN 37402-2613Mailing Address
819 Broad Street, Chattanooga, TN 37402-2613Phone Number
(423) 267-3776Established
Tennessee since 08/01/1969Firm Type
CorporationFiscal Year End
JulyFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/2/2017)
(1/23/2024)
(3/6/2015)
(5/31/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2009About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Thomas Decosimo's CRS (Customer Relationship Summary).
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