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DD

David E. Do

HERITAGE LEGACY WEALTH
BUFFALO GROVE, IL 60089
Some features on this profile are disabled
CRD#: 5327425
DD
David Elmhurst DoHERITAGE LEGACY WEALTH

Professional summary

David Elmhurst Do, CFP®, CIMA® is a registered financial advisor currently at HERITAGE LEGACY WEALTH LLC located in Buffalo Grove, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Elmhurst Do's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

CIMA®

Certified Investment Management Analyst

Experience

Current

June 29, 2026 - Present

HERITAGE LEGACY WEALTH LLC

Office #1: 1450 Busch Parkway Suite 100, Buffalo Grove, IL 60089
RIA
CRD#: 337548
BUFFALO GROVE, IL
Past

April 30, 2019 - July 6, 2026

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
EVANSTON, IL
Past

April 30, 2019 - July 6, 2026

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
EVANSTON, IL
Past

November 2, 2015 - May 8, 2019

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Prospect Heights, IL
Past

November 2, 2015 - May 8, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Prospect Heights, IL
Past

November 22, 2013 - November 5, 2015

MORGAN STANLEY

RIA
CRD#: 149777
DEERFIELD, IL
Past

October 26, 2013 - November 5, 2015

MORGAN STANLEY

BD
CRD#: 149777
DEERFIELD, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(6/29/2026)
IAR
Texas
(7/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/21/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2013
General Securities Representative Examination

Current Firm

HL
HERITAGE LEGACY WEALTH LLC
HERITAGE LEGACY WEALTH LLC

CRD#: 337548 / SEC#:

Illinois
Registered Investment Advisory firm - (6/29/2026 Approved)
Texas
Registered Investment Advisory firm - (7/8/2026 Conditional Restricted)
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Contact information

Main Address
1450 Busch Parkway Suite 100, Buffalo Grove, IL 60089
Mailing Address
Phone number
(847) 282-3845
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

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Company Information

HERITAGE LEGACY WEALTH LLC

CRD#: 337548Buffalo Grove, IL 60089

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