TB
Thadius Beavers
M HOLDINGS SECURITIES
Dallas, TX 75204
Some features on this profile are disabled
CRD#: 5324814
TB
Professional summary
Thadius Beavers, who also goes by Thadius A Beavers, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Dallas, Texas.
Thadius is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Thadius has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thadius A Beavers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
6/2022 LEVEL FOUR ADVISORY SERVICES, INVESTMENT RELATED SEC REGISTERED RIA, 12400 COIT ROAD, DALLAS TX 75251, BRANCH MANAGER, SUPERVISORY PRINCIPAL, 80 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Thadius Beavers's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thadius Beavers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2024 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 2699 Howell Street Suite 1100, Dallas, TX 75204Office #2: 1125 N.w. Couch St., Ste. 900, Portland, OR 97209RIA
BD
CRD#: 43285
Dallas, TX
Current
July 23, 2024 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 2699 Howell Street Suite 1100, Dallas, TX 75204Office #2: 1125 N.w. Couch St., Ste. 900, Portland, OR 97209RIA
BD
CRD#: 43285
Dallas, TX
Past
June 27, 2022 - July 19, 2024
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
DALLAS, TX
Past
June 27, 2022 - July 19, 2024
LEVEL FOUR FINANCIAL, LLC
BD
CRD#: 25700
Dallas, TX
Past
February 4, 2021 - June 30, 2022
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
DALLAS, TX
Past
February 4, 2021 - June 30, 2022
PROSPERA FINANCIAL SERVICES, INC.
BD
CRD#: 10740
DALLAS, TX
Past
January 8, 2018 - November 24, 2020
HARRISDIRECT LLC
RIA
CRD#: 42159
DALLAS, TX
Past
January 8, 2018 - November 24, 2020
E*TRADE SECURITIES LLC
BD
CRD#: 29106
DALLAS, TX
Past
November 15, 2016 - January 9, 2018
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
Frisco, TX
Past
November 15, 2016 - January 9, 2018
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
Frisco, TX
Past
January 1, 2013 - October 28, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
LEWISVILLE, TX
Past
September 9, 2010 - October 28, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
LEWISVILLE, TX
Past
May 21, 2007 - September 1, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/29/2024)
RR
Alaska(7/29/2024)
RR
Arizona(7/29/2024)
RR
Arkansas(7/29/2024)
RR
California(7/29/2024)
RR
Colorado(7/29/2024)
RR
Connecticut(7/29/2024)
RR
Delaware(7/29/2024)
RR
District of Columbia(7/29/2024)
RR
Florida(7/29/2024)
RR
Georgia(7/29/2024)
RR
Hawaii(7/29/2024)
RR
Idaho(7/29/2024)
RR
Illinois(7/29/2024)
RR
Indiana(7/29/2024)
RR
Iowa(7/29/2024)
RR
Kansas(7/29/2024)
RR
Kentucky(7/29/2024)
RR
Louisiana(7/29/2024)
RR
Maine(7/29/2024)
RR
Maryland(7/29/2024)
RR
Massachusetts(7/29/2024)
RR
Michigan(7/29/2024)
RR
Minnesota(7/29/2024)
RR
Mississippi(7/29/2024)
RR
Missouri(7/29/2024)
RR
Montana(7/29/2024)
RR
Nebraska(7/29/2024)
RR
Nevada(7/29/2024)
RR
New Hampshire(7/29/2024)
RR
New Jersey(7/29/2024)
RR
New Mexico(7/29/2024)
RR
New York(7/29/2024)
RR
North Carolina(7/31/2024)
RR
North Dakota(7/29/2024)
RR
Ohio(7/29/2024)
RR
Oklahoma(7/29/2024)
RR
Oregon(7/23/2024)
RR
Pennsylvania(7/29/2024)
RR
Puerto Rico(7/29/2024)
RR
Rhode Island(7/29/2024)
RR
South Carolina(7/29/2024)
RR
South Dakota(7/29/2024)
RR
Tennessee(7/29/2024)
RR
Texas(7/23/2024)
IAR
Texas(7/23/2024)
RR
Utah(7/29/2024)
RR
Vermont(7/29/2024)
RR
Virgin Islands(7/29/2024)
RR
Virginia(7/29/2024)
RR
Washington(7/29/2024)
RR
West Virginia(7/29/2024)
RR
Wisconsin(7/29/2024)
RR
Wyoming(7/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Dallas, TX 75204TRUST BUT VERIFY
Monitor Thadius Beavers
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
