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CE

Colleen M. Etue

ALIGHT FINANCIAL ADVISORS
Traverse City, MI
Some features on this profile are disabled
CRD#: 5324748
CE

Professional summary

Colleen Marie Etue, who also goes by Colleen Etue, Colleen Itchue, Colleen Lefevre, is a registered financial advisor currently at ALIGHT FINANCIAL ADVISORS, LLC located in Traverse City, Michigan and ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina.

Colleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Colleen has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Colleen Etue | Colleen Itchue | Colleen Lefevre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colleen Marie Etue's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 31, 2024 - Present

ALIGHT FINANCIAL ADVISORS, LLC

RIA
CRD#: 158744
Traverse City, MI
Current

May 30, 2024 - Present

ALIGHT FINANCIAL SOLUTIONS, LLC

Office #1: 9335 Harris Corners Parkway Ste 150, Charlotte, NC 28269
BD
CRD#: 36509
CHARLOTTE, NC
Past

March 18, 2019 - May 6, 2024

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA
CRD#: 107319
Traverse City, MI
Past

March 18, 2019 - May 6, 2024

TRANSAMERICA INVESTORS SECURITIES, LLC

BD
CRD#: 32205
HARRISON, NY
Past

April 20, 2017 - March 8, 2019

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
TRAVERSE CITY, MI
Past

April 20, 2017 - March 8, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
TRAVERSE CITY, MI
Past

October 24, 2014 - July 22, 2016

MORGAN STANLEY

RIA
CRD#: 149777
TRAVERSE CITY, MI
Past

October 23, 2014 - July 22, 2016

MORGAN STANLEY

BD
CRD#: 149777
TRAVERSE CITY, MI
Past

June 9, 2011 - September 12, 2014

THE HUNTINGTON INVESTMENT COMPANY

RIA
CRD#: 16986
TRAVERSE CITY, MI
Past

May 31, 2011 - September 12, 2014

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
TRAVERSE CITY, MI
Past

September 6, 2007 - June 7, 2011

EDWARD JONES

RIA
CRD#: 250
TRAVERSE CITY, MI
Past

June 7, 2007 - June 7, 2011

EDWARD JONES

BD
CRD#: 250
TRAVERSE CITY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALIGHT FINANCIAL ADVISORS, LLC
ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA
Registered Investment Advisory firm - (9/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Michigan
(5/31/2024)
RR
Michigan
(5/22/2025)
RR
North Carolina
(6/4/2024)
IAR
North Carolina
(6/12/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/6/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALIGHT FINANCIAL ADVISORS, LLC
ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA
Registered Investment Advisory firm - (9/13/2011 Approved)
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Contact information

Main Address
9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269
Mailing Address
Phone number
(866) 560-7256
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA ALIGHT IRA ADV PART 2A 2B 03.12.25 (3/31/2025)
AFA PROFESSIONAL MANAGEMENT ADV PART 2A 2B 3.12.25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts197,089
AUM (Assets Under Management)$ 30,882,928,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALIGHT FINANCIAL ADVISORS, LLC

CRD#: 158744Traverse City, MI

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