Rachel L. Bradford
Professional summary
Rachel Lorraine Bradford, who also goes by Rachel Lorraine Turner, Rae Turner, is a registered financial professional currently at FUTU CLEARING INC located in Dallas, Texas.
Rachel is registered as a RR (Registered Representative) and started their career in finance in 2007. Rachel has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 34, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rachel Lorraine Bradford's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2022 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251September 19, 2017 - February 26, 2018
SCOTTRADE, INC.
October 3, 2013 - January 22, 2022
TD AMERITRADE, INC.
June 1, 2011 - January 22, 2022
TD AMERITRADE CLEARING, INC.
August 31, 2007 - June 1, 2011
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/27/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
FUTU CLEARING INC
CRD#: 298769Dallas, TX 75251TRUST BUT VERIFY
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