Bradd A. Donovan

CATALINA CAPITAL GROUP

Torrance, CA 90505

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CRD#: 5323904

Professional summary

Bradd Allen Donovan is a registered financial advisor currently at CATALINA CAPITAL GROUP, LLC located in Torrance, California.

Bradd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Bradd has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradd Allen Donovan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2017 - Present

CATALINA CAPITAL GROUP, LLC

Office #1: 2601 Airport Drive Suite 375, Torrance, CA 90505

RIA

CRD#: 172556

Torrance, CA

Past

December 6, 2013 - September 8, 2017

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST PAUL, MN

Past

February 22, 2008 - November 8, 2013

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

IRVINE, CA

Past

May 9, 2007 - November 8, 2013

PRINCIPAL SECURITIES, INC.

CRD#: 1137

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CATALINA CAPITAL GROUP, LLC

CATALINA CAPITAL GROUP, LLC | SMART HARVEST SOLUTIONS | FINOGY

CRD#: 172556 / SEC#: 801-110269

RIA

Registered Investment Advisory firm - (4/13/2017 Approved)

California

Registered Investment Advisory firm - (7/12/2017 Terminated)

Florida

Registered Investment Advisory firm - (6/12/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/12/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2007

General Securities Representative Examination

Current Firm

CATALINA CAPITAL GROUP, LLC

CATALINA CAPITAL GROUP, LLC | SMART HARVEST SOLUTIONS | FINOGY

CRD#: 172556 / SEC#: 801-110269

RIA

Registered Investment Advisory firm - (4/13/2017 Approved)

California

Registered Investment Advisory firm - (7/12/2017 Terminated)

Florida

Registered Investment Advisory firm - (6/12/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/12/2017 Terminated)

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Contact information

Main Address

2601 Airport Drive Suite 375, Torrance, CA 90505

Mailing Address

Phone number

(310) 540-5544

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A: DISCLOSURE BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	740
AUM (Assets Under Management)	$ 766,877,957

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradd A. Donovan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradd Allen Donovan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CATALINA CAPITAL GROUP, LLC

SECURIAN FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

CATALINA CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2008

SIE

Date: 9/8/2017

Series 7

Date: 5/8/2007

Current Firm

CATALINA CAPITAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CATALINA CAPITAL GROUP, LLC

TRUST BUT VERIFY

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