Terrie Martinez

EMPOWER ADVISORY GROUP

Lakewood, CO

Some features on this profile are disabled

CRD#: 5323784

Professional summary

Terrie Martinez, who also goes by Terrie L Martinez, Terrie Martinez, Terrie Lynn Martinez, Terrie O'connell, Terrie Lynn Oconnell, Terrie Oconnell, Terrie Lynn Padilla, Terrie Padilla, Terrie Padilla, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Lakewood, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Terrie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Terrie has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Colorado Family Caregivers / Caregiver. Providing care for [REDACTED] grandchild.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrie Martinez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2021 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Lakewood, CO

Current

November 12, 2021 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

May 18, 2021 - September 9, 2021

ACRYLIC FINANCIAL, INC.

RIA

CRD#: 288263

Lakewood, CO

Past

November 27, 2019 - July 10, 2020

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

NORTHGLENN, CO

Past

November 27, 2019 - July 10, 2020

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

NORTHGLENN, CO

Past

February 15, 2018 - August 27, 2019

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Denver, CO

Past

February 15, 2018 - August 27, 2019

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

DENVER, CO

Past

April 21, 2017 - February 14, 2018

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

SAN DIEGO, CA

Past

April 20, 2017 - February 14, 2018

PRINCIPAL SECURITIES, INC.

CRD#: 1137

SAN DIEGO, CA

Past

February 7, 2014 - November 22, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

GREENWOOD VILLAGE, CO

Past

February 6, 2014 - November 22, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

GREENWOOD VILLAGE, CO

Past

October 22, 2012 - January 29, 2014

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

LAKEWOOD, CO

Past

October 22, 2012 - January 29, 2014

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

LAKEWOOD, CO

Past

March 10, 2011 - October 4, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DENVER, CO

Past

January 31, 2011 - October 4, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DENVER, CO

Past

March 26, 2010 - November 30, 2010

PRUCO SECURITIES, LLC.

CRD#: 5685

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/12/2021)

Alaska
(11/12/2021)

Arizona
(11/12/2021)

Arkansas
(11/12/2021)

California
(11/12/2021)

Colorado
(11/12/2021)

IAR

Colorado
(11/12/2021)

Connecticut
(11/12/2021)

Delaware
(11/12/2021)

Georgia
(11/12/2021)

Hawaii
(11/12/2021)

Idaho
(11/12/2021)

Illinois
(11/12/2021)

Indiana
(11/12/2021)

Iowa
(11/12/2021)

Kansas
(11/12/2021)

Kentucky
(11/12/2021)

Maine
(11/12/2021)

Massachusetts
(11/12/2021)

Michigan
(11/12/2021)

Minnesota
(11/12/2021)

Mississippi
(11/12/2021)

Missouri
(11/12/2021)

Montana
(11/12/2021)

Nebraska
(11/12/2021)

Nevada
(11/12/2021)

New Hampshire
(11/12/2021)

New Jersey
(11/12/2021)

New Mexico
(11/12/2021)

New York
(11/12/2021)

North Carolina
(11/12/2021)

North Dakota
(11/12/2021)

Oklahoma
(11/12/2021)

Oregon
(11/12/2021)

Pennsylvania
(11/12/2021)

Rhode Island
(11/12/2021)

South Carolina
(11/12/2021)

South Dakota
(11/12/2021)

Tennessee
(11/12/2021)

Texas
(11/12/2021)

Utah
(11/12/2021)

Vermont
(11/12/2021)

Virginia
(11/12/2021)

Washington
(11/12/2021)

West Virginia
(11/12/2021)

Wisconsin
(11/12/2021)

Wyoming
(11/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/13/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/25/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Terrie Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrie Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

ACRYLIC FINANCIAL, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2011

Series 63

Date: 5/13/2010

SIE

Date: 10/1/2018

Series 7

Date: 2/16/2011

Series 6

Date: 3/25/2010

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

Similar Advisors