Elizabeth R. Conte
Professional summary
Elizabeth Rose Conte, who also goes by Elizabeth Conte, Elizabeth Rose Tutrone, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2007. Elizabeth has worked at 4 firms and has passed the Series 63, Series 52TO, SIE and Series 52 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Rose Conte's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2021 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019November 29, 2017 - May 30, 2018
UBS FINANCIAL SERVICES INC.
September 16, 2010 - November 9, 2017
U.S. BANCORP INVESTMENTS, INC.
May 30, 2007 - August 11, 2010
NW CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2022)
Exams
Series 52TO
Date: 10/22/2021
Municipal Securities Representative ExaminationFINRA
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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