JC
Josh W. Cesare
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Wormleysburg, PA 17043
Some features on this profile are disabled
CRD#: 5321104
JC
Professional summary
Josh William Cesare is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Wormleysburg, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Wormleysburg, Pennsylvania.
Josh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Josh has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PIAA FOOTBALL OFFICIAL, NEW TRIPOLI, PA, 05/2024, CONTRACTOR, SPORTS/FITNESS/GAMING, NIR, 3 HR/MO, 0 HR/MO TRADING. 2) JOSH W CESARE, NEW TRIPOLI PA, 05/2024, OWNER, REAL ESTATE, NIR, 3 HR/MO, 1 HR/MO TRADING. 3) PREMIER WEALTH MANAGEMENT, 1011 MUMMA RD, SUITE 100, WORMLEYSBURG, PA, 05/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO, 4 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 05/24/2024 4) PREMIER NETWORK OF FINANCIAL ADVISORS, 1011 Mumma Road, Suite 100, Wormleysburg PA 17043, United States, 09/19/2024, DBA, INV REL, 160 HR/MO - 160 HR/MO TRADING 5) BOULDER BANCROFT PARTNERS LLC, 117 S. 26th Street, Omaha NE 68131, United States, 05/01/2024, Owner, Real Estate, NIR 1/WK 1/Trading 6) LIONS GATE PARTNERS LLC, 117 S. 25th Street, Omaha NE 68131, United States, 05/01/2024, Owner, Real Estate, NIR 1/WK 1/Trading 7) BG CHAMPION PARTNERS LLC, 117 S. 25th Street, Omaha NE 68131, United States, 05/01/2024, Owner, Real Estate, NIR, 1/HR 1/Trading 8) PREMIER WEALTH MANAGEMENT, 1011 Mumma Road, Suite 100, Wormleysburg PA 17043, United States, 12/16/2024, Agent, Insurance/Benefits/Human Resources, NIR, 3/HR 3/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Josh William Cesare's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1011 Mumma Rd. Ste. 100, Wormleysburg, PA 17043RIA
CRD#: 134139
Wormleysburg, PA
Current
May 1, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1011 Mumma Rd. Ste. 100, Wormleysburg, PA 17043BD
CRD#: 39543
Wormleysburg, PA
Past
August 19, 2019 - May 1, 2024
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
September 2, 2011 - July 26, 2019
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
August 26, 2011 - July 26, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
February 24, 2010 - July 25, 2011
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ALLENTOWN, PA
Past
April 7, 2009 - July 25, 2011
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ALLENTOWN, PA
Past
April 14, 2008 - April 2, 2009
CORNERSTONE INSTITUTIONAL INVESTORS, INC.
BD
CRD#: 44664
ALLENTOWN, PA
Past
April 26, 2007 - March 20, 2008
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
ALLENTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(12/10/2024)
RR
New York(6/17/2024)
RR
Pennsylvania(5/1/2024)
IAR
Pennsylvania(5/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
