KG
Keith W. Garner
SYNOVUS SECURITIES
Tampa, FL 33618
Some features on this profile are disabled
CRD#: 5318725
KG
Professional summary
Keith William Garner is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Tampa, Florida.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Keith has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Keith William Garner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Keith William Garner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2019 - Present
SYNOVUS SECURITIES, INC.
Office #1: 13128 N Dale Mabry, Tampa, FL 33618Office #2: 2145 Cypress Ridge Blvd 1st Floor, Wesley Chapel, FL 33543Office #3: 11914 N. Dale Mabry Hwy, Tampa, FL 33611Office #4: 4018 Tampa Road, Oldsmar, FL 34677RIA
BD
CRD#: 14023
Tampa, FL
Current
June 14, 2019 - Present
SYNOVUS SECURITIES, INC.
Office #1: 13128 N Dale Mabry, Tampa, FL 33618Office #2: 2145 Cypress Ridge Blvd 1st Floor, Wesley Chapel, FL 33543Office #3: 11914 N. Dale Mabry Hwy, Tampa, FL 33611Office #4: 4018 Tampa Road, Oldsmar, FL 34677RIA
BD
CRD#: 14023
Tampa, FL
Past
August 31, 2016 - June 19, 2019
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
CLEARWATER, FL
Past
June 24, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
NEW PORT RICHEY, FL
Past
June 22, 2015 - June 19, 2019
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
NEW PORT RICHEY, FL
Past
February 6, 2014 - June 29, 2015
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CLEARWATER, FL
Past
February 4, 2014 - June 29, 2015
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CLEARWATER, FL
Past
June 1, 2009 - February 10, 2014
MORGAN STANLEY
RIA
CRD#: 149777
PALM HARBOR, FL
Past
June 1, 2009 - February 10, 2014
MORGAN STANLEY
BD
CRD#: 149777
PALM HARBOR, FL
Past
June 25, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
PALM HARBOR, FL
Past
May 25, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
PALM HARBOR, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/24/2019)
IAR
Arkansas(6/24/2019)
RR
Florida(6/14/2019)
IAR
Florida(6/24/2019)
RR
Georgia(10/17/2022)
IAR
Georgia(10/17/2022)
RR
Illinois(1/27/2023)
IAR
Illinois(1/27/2023)
RR
Massachusetts(6/14/2019)
RR
Mississippi(6/14/2019)
IAR
Mississippi(6/24/2019)
RR
South Carolina(9/2/2022)
IAR
South Carolina(10/4/2022)
IAR
Texas(11/22/2024)
RR
Texas(11/23/2024)
RR
Virginia(11/17/2023)
RR
West Virginia(6/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNOVUS SECURITIES, INC.
CRD#: 14023Tampa, FL 33618TRUST BUT VERIFY
Monitor Keith Garner
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
