John Vincent

BTIG

SAN FRANCISCO, CA 94104

Some features on this profile are disabled

CRD#: 5318521

Professional summary

John Vincent, who also goes by John B VIncent, John Boelo Vincent, John Vincent, is a registered financial professional currently at BTIG, LLC located in San Francisco, California.

John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Aliases

John B Vincent | John Boelo Vincent | John Vincent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Vincent's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2026 - Present

BTIG, LLC

Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104

CRD#: 122225

SAN FRANCISCO, CA

Past

October 30, 2019 - May 11, 2026

BOFA SECURITIES, INC.

CRD#: 283942

PALO ALTO, CA

Past

October 23, 2018 - September 10, 2019

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

SAN FRANCISCO, CA

Past

October 28, 2015 - September 5, 2018

TRUIST SECURITIES, INC.

CRD#: 6271

SAN FRANCISCO, CA

Past

November 20, 2012 - September 17, 2015

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

September 7, 2012 - November 7, 2012

GALLAGHER SECURITIES, INC

CRD#: 116605

NEW YORK, NY

Past

January 9, 2009 - April 11, 2012

SIGNAL HILL CAPITAL GROUP LLC

CRD#: 122782

BALTIMORE, MD

Past

June 27, 2007 - January 9, 2009

B. RILEY SECURITIES, INC.

CRD#: 25027

ARLINGTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/18/2026)

Alaska
(9/18/2026)

Arizona
(9/18/2026)

Arkansas
(9/18/2026)

California
(9/16/2026)

Colorado
(9/18/2026)

Connecticut
(9/18/2026)

Delaware
(9/18/2026)

District of Columbia
(9/18/2026)

Florida
(9/18/2026)

Georgia
(9/18/2026)

Hawaii
(9/18/2026)

Idaho
(9/18/2026)

Illinois
(9/18/2026)

Indiana
(9/18/2026)

Iowa
(9/18/2026)

Kansas
(9/18/2026)

Kentucky
(9/18/2026)

Louisiana
(9/18/2026)

Maine
(9/18/2026)

Maryland
(9/18/2026)

Massachusetts
(9/18/2026)

Michigan
(9/18/2026)

Minnesota
(9/18/2026)

Mississippi
(9/18/2026)

Missouri
(9/18/2026)

Montana
(9/18/2026)

Nebraska
(9/18/2026)

Nevada
(9/18/2026)

New Hampshire
(9/18/2026)

New Jersey
(9/18/2026)

New Mexico
(9/18/2026)

New York
(9/18/2026)

North Carolina
(9/18/2026)

North Dakota
(9/18/2026)

Ohio
(9/18/2026)

Oklahoma
(9/18/2026)

Oregon
(9/18/2026)

Pennsylvania
(9/18/2026)

Rhode Island
(9/18/2026)

South Carolina
(9/18/2026)

South Dakota
(9/18/2026)

Texas
(9/18/2026)

Utah
(9/18/2026)

Vermont
(9/18/2026)

Virgin Islands
(9/18/2026)

Virginia
(9/18/2026)

Washington
(9/18/2026)

West Virginia
(9/18/2026)

Wisconsin
(9/18/2026)

Wyoming
(9/18/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 7/12/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Status Unavailable

Passed: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 9/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 6/26/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 6/6/2023

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

BTIG, LLC

BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC

CRD#: 122225 / SEC#: , 8-65473

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Mailing Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Phone number

(415) 248-2200

Established

Delaware since 06/05/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CONDOR TRADING LP	MANAGER/MEMBER
CZEPIEL, KYLE ROBERT	CHIEF OPERATING OFFICER	2360785
ENDRES, BRIAN KENNETH	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2673131
HAMILTON, AUSTIN	CHIEF COMPLIANCE OFFICER	2592315
LEROY, ANTON MAURICE	CHIEF EXECUTIVE OFFICER	2862204

Disclosures

Regulatory Event	12
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John Vincent

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Vincent's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOFA SECURITIES, INC.

DEUTSCHE BANK SECURITIES INC.

TRUIST SECURITIES, INC.

OPPENHEIMER & CO. INC.

GALLAGHER SECURITIES, INC

SIGNAL HILL CAPITAL GROUP LLC

B. RILEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Passed: 7/12/2007

Series 79TO

Passed: 1/2/2023

SIE

Passed: 9/5/2018

Series 7

Passed: 6/26/2007

Series 24

Passed: 6/6/2023

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

BTIG, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BTIG, LLC

TRUST BUT VERIFY

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