Benjamin C. Glover

OSAIC WEALTH

Raleigh, NC 27609

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CRD#: 5318343

Professional summary

Benjamin Crawford Glover is a registered financial advisor currently at OSAIC WEALTH, INC. located in Raleigh, North Carolina.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Benjamin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA: BANYAN ROCK & TALENT, INC. 2) DBA: STEWARDING WEALTH STRATEGIES; 3) INVESTMENT ADVISORY SERVICES OFFERED THROUGH OSAIC WEALTH, INC. (SEC-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE 2) CAROLINA WEALTH STEWARDSHIP GROUP POSITION: OWNER NATURE: LLC INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 07/14/2014 ADDRESS: 3356 SIX FORKS ROAD, RALEIGH NC 27609 DESCRIPTION: I AM THE OWNER AND OPERATOR OF CAROLINA WEALTH STEWARDSHIP GROUP. I DO COMPREHENSIVE FINANCIAL PLANNING. Carolina Wealth is a comprehensive financial planning firm that offers advice on Investments and Insurance. 3) CAROLINA WEALTH STEWARDSHIP GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/09/2009 ADDRESS: 2741 Campus Walk AVE, Durham NC 27705, United States DESCRIPTION: Comprehensive wealth manager

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Crawford Glover's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Crawford Glover's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 3356 Six Forks Road, Raleigh, NC 27609

RIA

CRD#: 23131

Raleigh, NC

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 3356 Six Forks Road, Raleigh, NC 27609

RIA

CRD#: 23131

Raleigh, NC

Past

October 12, 2009 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

RALEIGH, NC

Past

October 9, 2009 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

RALEIGH, NC

Past

August 9, 2007 - October 6, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RALEIGH, NC

Past

July 19, 2007 - October 6, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(11/3/2023)

IAR

Alaska
(11/3/2023)

Arizona
(11/3/2023)

Arkansas
(1/2/2025)

California
(11/3/2023)

IAR

California
(11/3/2023)

Connecticut
(10/14/2025)

Delaware
(10/14/2025)

District of Columbia
(11/3/2023)

Florida
(11/3/2023)

IAR

Florida
(11/3/2023)

Georgia
(11/3/2023)

Idaho
(11/3/2023)

Illinois
(11/3/2023)

Iowa
(11/3/2023)

Kansas
(11/3/2023)

Kentucky
(11/3/2023)

IAR

Kentucky
(11/3/2023)

Maryland
(11/3/2023)

Michigan
(11/3/2023)

IAR

Michigan
(11/3/2023)

Missouri
(11/3/2023)

IAR

Missouri
(11/3/2023)

Nebraska
(10/9/2024)

New York
(11/3/2023)

North Carolina
(11/3/2023)

IAR

North Carolina
(11/3/2023)

Ohio
(11/3/2023)

IAR

Ohio
(11/3/2023)

Pennsylvania
(11/3/2023)

Rhode Island
(10/14/2025)

South Carolina
(11/3/2023)

IAR

South Carolina
(11/3/2023)

Tennessee
(11/3/2023)

Texas
(11/3/2023)

IAR

Texas
(11/3/2023)

Virginia
(11/3/2023)

IAR

Virginia
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/7/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benjamin C. Glover

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Crawford Glover's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Crawford Glover's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/7/2007

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2007

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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