Martine Dulcine-santiago
Professional summary
Martine Dulcine-santiago, who also goes by Martine Dulcine, Martine Santiago, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Martine is registered as a RR (Registered Representative) and started their career in finance in 2007. Martine has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martine Dulcine-santiago's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917November 3, 2023 - February 11, 2026
GREEN PIER FINTECH LLC
November 3, 2023 - February 11, 2026
FIDELITY PRIME FINANCING
November 3, 2023 - February 11, 2026
FIDELITY DISTRIBUTORS COMPANY LLC
November 3, 2023 - February 11, 2026
DIGITAL BROKERAGE SERVICES LLC
November 2, 2023 - February 11, 2026
NATIONAL FINANCIAL SERVICES LLC
June 3, 2021 - March 24, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 31, 2020 - April 14, 2021
MORGAN STANLEY
July 2, 2020 - April 14, 2021
MORGAN STANLEY
December 19, 2017 - October 1, 2019
FIDELITY BROKERAGE SERVICES LLC
June 3, 2014 - November 28, 2017
FIDELITY DISTRIBUTORS COMPANY LLC
July 18, 2013 - May 6, 2014
NATIONAL FINANCIAL SERVICES LLC
October 23, 2007 - May 6, 2014
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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