Timothy M. Halberg
Professional summary
Timothy Michael Halberg, CIMA®, who also goes by Timothy M Halberg, Timothy Halberg, is a registered financial advisor currently at MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC located in Chesterfield, Missouri and FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. located in Chesterfield, Missouri.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Timothy has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Michael Halberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2023 - Present
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
May 9, 2023 - Present
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
May 9, 2023 - Present
FEDERATED INVESTMENT COUNSELING
May 9, 2023 - Present
FEDERATED SECURITIES CORP.
May 9, 2023 - Present
FEDERATED SECURITIES CORP.
May 31, 2022 - March 6, 2023
VOYA INVESTMENT MANAGEMENT CO. LLC
May 31, 2022 - March 6, 2023
VOYA INVESTMENTS DISTRIBUTOR, LLC
December 3, 2021 - January 20, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 19, 2021 - January 19, 2022
FIDELITY BROKERAGE SERVICES LLC
July 23, 2014 - October 12, 2020
FRANKLIN DISTRIBUTORS, LLC
June 17, 2013 - June 24, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 25, 2011 - June 17, 2013
JPMORGAN DISTRIBUTION SERVICES, INC.
April 25, 2007 - November 17, 2010
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2023)
(5/9/2023)
(5/9/2023)
(5/9/2023)
(5/15/2023)
(5/9/2023)
(5/9/2023)
(5/9/2023)
(5/9/2023)
Exams
FINRA
Current Firm
FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,579 |
| AUM (Assets Under Management) | $ 199,641,239,415 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/11/2023 | ||
| 07/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
