Chris Holcomb
VICUS CAPITAL
Columbia, MD 21045
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CRD#: 5317930
Professional summary
Chris Holcomb, CFP®, who also goes by Christopher Todd Holcomb, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Columbia, Maryland and CETERA WEALTH SERVICES, LLC located in Columbia, Maryland.
Chris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Chris has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Todd Holcomb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 08/2011, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 08/2011, 28HRS/WK (20 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. HERITAGE FINANCIAL ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA FOR INSURANCE & FINANCIAL SERVICES, START 02/01/2015, 50-60 HRS/WK (32.5 TRADING HOURS), OWNER, FINANCIAL ADVISOR & MANAGER; 4. NAME OF OTHER BUSINESS: SCORE; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: MENTOR; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: MENTORING ENTREPRENEURS TO START, GROW OR SUCCESSFULLY EXIT A BUSINESS; 5. NAME OF OTHER BUSINESS: ASHLAND UNIVERSITY, INVESTMENT RELATED: NO, ADDRESS: 401 COLLEGE AVE, ASHLAND, OH 44805, NATURE OF BUSINESS: EDUCATIONAL INSTITUTION, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: ADVISOR, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVICE AND PERSPECTIVE ON THEIR CUSTOMER EXPERIENCE CERTIFICATE PROGRAM;
CRS (Client Relationship Summary) - RIA
Click below to view Chris Holcomb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
September 7, 2011 - Present
VICUS CAPITAL, INC.
Office #1: 8850 Columbia 100 Parkway, Suite 314, Columbia, MD 21045RIA
CRD#: 116021
Columbia, MD
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8850 Columbia 100 Parkway Suite 314, Columbia, MD 21045BD
CRD#: 13572
Columbia, MD
Past
January 5, 2023 - January 6, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SEVERN, MD
Past
August 22, 2011 - October 17, 2011
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
SEVERN, MD
Past
August 19, 2011 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
SEVERN, MD
Past
November 3, 2010 - June 22, 2011
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
ODENTON, MD
Past
November 3, 2010 - June 22, 2011
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
ODENTON, MD
Past
June 1, 2009 - November 5, 2010
MORGAN STANLEY
RIA
CRD#: 149777
COLUMBIA, MD
Past
June 1, 2009 - November 5, 2010
MORGAN STANLEY
BD
CRD#: 149777
COLUMBIA, MD
Past
July 25, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
COLUMBIA, MD
Past
June 5, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
COLUMBIA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/6/2022)
RR
California(10/11/2018)
RR
Colorado(1/6/2021)
RR
Florida(9/3/2013)
IAR
Maryland(9/7/2011)
RR
Maryland(9/3/2013)
RR
Nebraska(1/19/2023)
RR
New York(9/3/2013)
RR
North Carolina(2/2/2023)
RR
Oregon(9/21/2021)
IAR
Texas(10/7/2021)
RR
Virginia(9/3/2013)
RR
Washington(8/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
