Nicholas J. Mancini

INNOVATIVE PRIVATE WEALTH MANAGEMENT

Katonah, NY 10589

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CRD#: 5317614

Professional summary

Nicholas Joeseph Mancini, who also goes by Nicholas J Mancini, Nicholas Mancini, is a registered financial advisor currently at INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. located in Katonah, New York and INNOVATIVE FAMILY OFFICE LLC located in Somers, New York.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Nicholas has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas J Mancini | Nicholas Mancini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) IT Portfolio Advisors; Not Investment Related; 8 Lois Place, Katonah, NY 10536; Technology Consulting; Founder/President; Start Date 12/2021; 80 hours/month; 80 hours/month during securities trading hours; Technology Consultant 2.) INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.; Investment Related; Katonah, NY; RIA; President/CCO/IAR; Start Date 01/2023; Approx. 80 hours/month; 80 hours/month during securities trading hours 3.) Broadstreet Family Office LLC; Investment Related; Somers, NY; RIA; Managing Member/CCO/IAR; Start Date 09/2023; Approx. 80 hours/month; 80 hours/month during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Joeseph Mancini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2023 - Present

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

Office #1: 361 Route 202, Katonah, NY 10589

RIA

CRD#: 324586

Katonah, NY

Current

February 9, 2024 - Present

INNOVATIVE FAMILY OFFICE LLC

Office #1: 361 Route 202, Somers, NY 10589

RIA

CRD#: 329496

Somers, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

BROADSTREET GLOBAL ADVISORS, INC. | INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. | INNOVATIVE INVESTMENT MANAGEMENT | BROADSTREET GLOBAL FINANCIAL ADVISORS, INC.

CRD#: 324586 / SEC#: 801-127387

RIA

Registered Investment Advisory firm - (2/27/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2023

Uniform Investment Adviser Law Examination

Current Firm

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

BROADSTREET GLOBAL ADVISORS, INC. | INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. | INNOVATIVE INVESTMENT MANAGEMENT | BROADSTREET GLOBAL FINANCIAL ADVISORS, INC.

CRD#: 324586 / SEC#: 801-127387

RIA

Registered Investment Advisory firm - (2/27/2023 Approved)

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Contact information

Main Address

361 Route 202, Somers, NY 10589

Mailing Address

Phone number

(914) 427-8036

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 DISCLOSURE BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	633
AUM (Assets Under Management)	$ 118,258,916

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas J. Mancini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Joeseph Mancini's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

INNOVATIVE FAMILY OFFICE LLC

Primary Firm SEC Registration

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2023

Current Firm

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE PRIVATE WEALTH MANAGEMENT INC.

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