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Steven J. Cook

HEXT CAPITAL PARTNERS LLC
DALLAS, TX
Some features on this profile are disabled
CRD#: 53170
SC

Professional summary

Steven Jay Cook is a registered financial professional currently at HEXT CAPITAL PARTNERS LLC located in Dallas, Texas.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1968. Steven has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 7TO, SIE, PC, Series 1, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Jay Cook's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 1994 - Present

HEXT CAPITAL PARTNERS LLC

Office #2: 5001 Spring Valley Road, Suite 850w, Dallas, TX 75244
BD
CRD#: 34040
DALLAS, TX
Past

April 20, 2005 - December 31, 2016

STRATEGIC STOCK INVESTMENTS INC

RIA
CRD#: 133885
DALLAS, TX
Past

April 15, 1993 - May 9, 1995

FIRST SOUTHWEST COMPANY, LLC

BD
CRD#: 316
DALLAS, TX
Past

September 12, 1992 - April 6, 1993

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

February 25, 1992 - July 1, 1993

BURSAMEX INC.

BD
CRD#: 29385
NEW YORK, NY
Past

April 18, 1978 - March 29, 1990

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

December 20, 1976 - May 5, 1978

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

July 1, 1968 - December 10, 1976

DEAM INVESTOR SERVICES, INC.

BD
CRD#: 754

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(3/29/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 7/10/1979
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
PC
Date: 9/7/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 6/25/1968
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/20/2016
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/1991
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HEXT CAPITAL PARTNERS LLC
CJS GROUP, INC. | WHITEROCK CAPITAL GROUP, INC | WHITE ROCK ASSOCIATES LLC | WHITE ROCK ADVISORS, LLC | SOUTHWEST MERCHANT GROUP, INC. | SOUTHWEST MERCHANT GROUP INVESTMENT ADVISORS | HEXT CAPITAL PARTNERS LLC | HEXT CAPITAL GROUP INC

CRD#: 34040 / SEC#: , 8-46198

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5001 Spring Valley Road, Suite 850w, Dallas, TX 75244
Mailing Address
5001 Spring Valley Road, Suite 850w, Dallas, TX 75244
Phone number
(214) 535-1573
Established
Texas since 04/04/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HEXT, GREGORY WAYNEMANAGING MEMBER4118468
HEXT, KIMBERLY ACKEROWNER7190546
COOK, STEVEN JAYCHIEF EXECUTIVE OFFICE & CHIEF COMPLIANCE OFFICER53170

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEXT CAPITAL PARTNERS LLC

CRD#: 34040Dallas, TX

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