Steven Jay Cook
Professional Summary
Steven Jay Cook is a registered financial advisor currently at HEXT CAPITAL PARTNERS LLC located in Dallas, Texas. Steven is registered as a RR (Registered Representative) and started their career in finance in 1968. Steven has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 7TO, SIE, PC, Series 1, Series 14, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
58 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
CJS GROUP, INC. | WHITEROCK CAPITAL GROUP, INC | WHITE ROCK ASSOCIATES LLC | WHITE ROCK ADVISORS, LLC | SOUTHWEST MERCHANT GROUP, INC. | SOUTHWEST MERCHANT GROUP INVESTMENT ADVISORS | HEXT CAPITAL PARTNERS LLC | HEXT CAPITAL GROUP INC
Contact Information
Main Address
5001 Spring Valley Road, Suite 850w, Dallas, TX 75244Mailing Address
5001 Spring Valley Road, Suite 850w, Dallas, TX 75244Phone Number
(214) 535-1573Established
Texas since 04/04/1994Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/29/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examPC — AMEX Put and Call Exam
Passed Sep 1977Series 1 — Registered Representative Examination
Passed Jun 1968SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Jay Cook's CRS (Customer Relationship Summary).
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