HH
Henry M. Hoffman
SL ADVISORS
Westfield, NJ
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CRD#: 5316996
HH
Professional summary
Henry Maxwell Hoffman, who also goes by Henry M Hoffman, is a registered financial advisor currently at SL ADVISORS, LLC located in Westfield, New Jersey.
Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Henry has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Henry M Hoffman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Skillz Inc, Not investment related , Skillz, Inc.,6625 Badura Ave., Las Vegas, NV 89118, eSports and gaming, Independent Director, member of Audit Committee, start date August 3rd 2022, Four trips per year for in-person meeting spanning two days each and reviewing materials before hand, Hours per month will be based on need, approximately 15 hours a month on average, mostly on weekends & evening and during travel to/from board meetings, Few hours devoted to the other business during securities trading hours except for board meetings, duties relating to the other business will include core fiduciary duties of care and loyalty standard for Boards of public companies.
CRS (Client Relationship Summary) - RIA
Click below to view Henry Maxwell Hoffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2012 - Present
SL ADVISORS, LLC
RIA
CRD#: 151495
Westfield, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SL ADVISORS, LLC
SL ADVISORS, LLC
CRD#: 151495 / SEC#: 801-80396
RIA
Registered Investment Advisory firm - (10/8/2014 Approved)Florida
Registered Investment Advisory firm - (12/31/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2014 Terminated)New York
Registered Investment Advisory firm - (12/31/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/17/2012)
Exams
Current Firm
SA
SL ADVISORS, LLC
SL ADVISORS, LLC
CRD#: 151495 / SEC#: 801-80396
RIA
Registered Investment Advisory firm - (10/8/2014 Approved)Florida
Registered Investment Advisory firm - (12/31/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/31/2014 Terminated)New York
Registered Investment Advisory firm - (12/31/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Naples, FL
Mailing Address
Phone number
(908) 205-2955
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 445,624,258 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
