Tracy O. Tamura

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CRD#: 5316212

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tracy Owen Tamura, who also goes by Tracy Lynn Owen, was a registered financial professional .

Tracy is a previously registered financial professional and started their career in finance in 2019. Tracy had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Tracy Lynn Owen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of outside business or organization: Lifetime Planning Marketing, Inc. Address: 411 30th Street, 2nd Floor, Oakland, CA 94609 Title: Director of Sales Description of outside business or organization: Investment-related privately held insurance company offering insurance and annuities. Description of duties or responsibilities: Provide management and supervision over insurance and annuities Start date: 06/2024 Hours devoted to OBA monthly: 40 hours during trading hours / 0 hours during non-trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 23, 2024 - March 10, 2025

LIBERTY WEALTH MANAGEMENT, LLC

RIA

CRD#: 286001

OAKLAND, CA

Past

January 7, 2019 - July 15, 2024

HANSEN & ASSOCIATES FINANCIAL GROUP INC.

RIA

CRD#: 168363

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIBERTY WEALTH MANAGEMENT, LLC

CRD#: 286001 / SEC#: 801-112351

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

LIBERTY WEALTH MANAGEMENT, LLC

CRD#: 286001 / SEC#: 801-112351

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

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Contact information

Main Address

411 30th Street 2nd Floor, Oakland, CA 94609

Mailing Address

Phone number

(510) 658-1880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LWM FORM ADV PART 2A (8/1/2025)

Regulatory assets under management

Total Number of Accounts	3,896
AUM (Assets Under Management)	$ 1,469,902,558

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tracy O. Tamura

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LIBERTY WEALTH MANAGEMENT, LLC

HANSEN & ASSOCIATES FINANCIAL GROUP INC.

Primary Firm SEC Registration

LIBERTY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

LIBERTY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIBERTY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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