Patricia De Leon
Professional Summary
Patricia De Leon, who also goes by Patricia Jackson, Patricia Seger, is a registered financial advisor currently at ALTERNA SECURITIES, INC. located in Houston, Texas. Patricia is registered as a RR (Registered Representative) and started their career in finance in 2011. Patricia has worked at 1 firm and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patricia De Leon, Patricia Jackson, Patricia Seger
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ACTINVER SECURITIES, INC. | ALTERNA SECURITIES, INC.
Contact Information
Main Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056Mailing Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056Phone Number
(713) 885-9843Established
Delaware since 11/10/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/7/2026)
(6/10/2024)
(3/23/2023)
(12/6/2011)
(3/17/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patricia De Leon's CRS (Customer Relationship Summary).
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