Curtis Woodard
Professional summary
Curtis Woodard, who also goes by Curtis J Woodard Mr, Curtis J Woodard, Curtis Woodard, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Dallas, Texas.
Curtis is registered as a RR (Registered Representative) and started their career in finance in 2007. Curtis has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Curtis Woodard's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 5005 Lyndon B Johnson Freeway Suite 1600 & Suite 1125, Dallas, TX 75244October 1, 2025 - January 20, 2026
SOLTIS INVESTMENT ADVISORS, LLC
September 9, 2016 - January 14, 2019
TD AMERITRADE, INC.
September 9, 2016 - January 14, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 9, 2016 - January 14, 2019
TD AMERITRADE, INC.
August 20, 2013 - August 16, 2016
MORGAN STANLEY
August 20, 2013 - August 16, 2016
MORGAN STANLEY
January 1, 2010 - August 6, 2013
STRATEGIC ADVISERS LLC
January 1, 2008 - August 6, 2013
FIDELITY BROKERAGE SERVICES LLC
May 14, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2026)
Exams
Series 7TO
Date: 5/26/2026
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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