DB
David J. Bolanos
VESTGEN ADVISORS
Inverness, IL 60067
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CRD#: 5314554
DB
Professional summary
David J Bolanos, AIF® is a registered financial advisor currently at VESTGEN ADVISORS, LLC located in Inverness, Illinois and PRIVATE CLIENT SERVICES, LLC located in Inverness, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) VestGen Advisors, LLC. 1605 West Colonial Parkway, Inverness, IL 60067. RIA. 2) Rental income. 1439 S Michigan Ave, #507, Chicago, IL 60605. Own rental property. It is a one-bedroom condo, and I rent it to individuals. Owner. O hrs/mo; 0 during trading hrs. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view David J Bolanos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 3, 2022 - Present
VESTGEN ADVISORS, LLC
Office #1: 1605 West Colonial Parkway, Inverness, IL 60067RIA
CRD#: 318657
Inverness, IL
Current
December 10, 2024 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 1605 West Colonial Parkway, Inverness, IL 60067RIA
BD
CRD#: 120222
Inverness, IL
Past
January 2, 2008 - December 21, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
INVERNESS, IL
Past
January 2, 2008 - December 11, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
INVERNESS, IL
Past
April 5, 2007 - January 2, 2008
NEW ENGLAND SECURITIES
BD
CRD#: 615
NORTHBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(12/10/2024)
RR
Colorado(12/10/2024)
RR
Connecticut(12/10/2024)
RR
District of Columbia(5/28/2025)
RR
Florida(12/10/2024)
IAR
Illinois(5/3/2022)
RR
Illinois(12/10/2024)
RR
Indiana(12/10/2024)
RR
Iowa(12/10/2024)
RR
Kentucky(12/10/2024)
RR
Michigan(12/10/2024)
RR
New York(12/10/2024)
RR
Ohio(12/10/2024)
RR
Pennsylvania(12/10/2024)
RR
Rhode Island(12/10/2024)
IAR
Texas(5/5/2023)
RR
Texas(12/10/2024)
RR
Virginia(12/10/2024)
RR
Wisconsin(12/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
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Contact information
Main Address
1605 West Colonial Parkway, Inverness, IL 60067
Mailing Address
Phone number
(312) 237-4446
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,800 |
| AUM (Assets Under Management) | $ 3,470,310,102 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
