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Matthew J Coniglio

LPL ENTERPRISE
TALLAHASSEE, FL
·CRD# 5314282·18 years registered

Professional Summary

Matthew J Coniglio, who also goes by Matt Coniglio, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Tallahassee, Florida. Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Coniglio

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years registered in the securities industry

Current & Past Employments

Current

LPL ENTERPRISE, LLCCurrent·CRD# 8733
RIA
BD
1342 Timberlane Road Suite 201-b, Tallahassee, FL 32312
November 18, 2024 - Present
LPL ENTERPRISE, LLCCurrent·CRD# 8733
RIA
BD
1342 Timberlane Road Suite 201-b, Tallahassee, FL 32312
November 14, 2024 - Present

Past

PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Tallahassee, FL
November 6, 2013 - November 14, 2024
PRUCO SECURITIES, LLC.Past·CRD# 5685
RIA
Tallahassee, FL
November 14, 2013 - November 12, 2024
VISTA MANAGEMENT COMPANYPast·CRD# 29264
RIA
Tallahasse, FL
June 1, 2011 - October 18, 2013
VISTA MANAGEMENT COMPANYPast·CRD# 29264
BD
Tallahassee, FL
May 7, 2007 - June 17, 2010

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Current Firm

LE
LPL ENTERPRISE, LLC

APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION

CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)
California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)
Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone Number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

5,215

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

A58 LPLE (10/8/2026)

Direct owners and executive officers

NamePositionCRD#
LPL HOLDINGS, INC.MANAGING MEMBER—
EVANGELIOU, KIRIAKOS ANDREASSVP, CHIEF COMPLIANCE OFFICER2496177
HORAN-ADAMS, KIRBY LEPAKCHIEF EXECUTIVE OFFICER. PRESIDENT5097259
MALFITANO, STEVEN THOMASPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP3178848
MORNINGSTAR, MATTHEW EDWINCHIEF LEGAL OFFICER2510742

Regulatory Assets Under Management

Total Number of Accounts

139,192

AUM (Assets Under Management)

$24,939,385,373

Disclosures

Regulatory Event

3

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/28/2026Cover PageReport
06/25/2025Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TALLAHASSEE MOUNTAIN BIKE ASSOCIATION POSITION: AT LARGE NATURE: TRAIL ADVOCACY GROUP, AND 501C3 INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 11/05/2022 ADDRESS: 1700 North Monroe Street, Suite 11-351, Tallahassee FL 32303, United States DESCRIPTION: Matt, thanks for speaking with me this morning. The At-Large position on the Board of Directors of the Tallahassee Mountain Bike Association has no fiscal duties or responsibilities other than voting with all other board members on budget related matters (eg. funding for Spring trip, payment for sharpening tools, payments for Brewtallaty). The Board has a volunteer Treasurer who handles the finances. The time commitment is at the discretion of the At Large board member, but there is an expectation of involvement such as attendance at as many board meetings as possible, engagement on board matters via email, assistance with as many TMBA initiatives as possible such as membership, trail planning and maintenance, club communications, event planning and execution. On a monthly average, I spend approximately 1.5 hours per week on TMBA matters (board discussions, board mtgs, work days, beginner ride, other).-Douglas S. Bell, Attorney At LawMetz, Husband & Daughton, PA119 S Monroe 32301 RENTAL PROPERTY. POSITION: owner NATURE: Rental. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/27/2018 ADDRESS: 2104 Delta Way, Suite. 6, Tallahassee FL 32303, United States DESCRIPTION: I pay taxes, rental expenses, and necessary maintenance expenses. I rent excess office space.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC

APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION

CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)
California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)
Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/14/2024)
RR
Florida
(11/15/2024)
IAR
Florida
(11/18/2024)
RR
Georgia
(11/14/2024)
RR
Indiana
(11/14/2024)
RR
Louisiana
(12/26/2025)
RR
Maryland
(11/14/2024)
RR
Massachusetts
(11/14/2024)
RR
Montana
(11/14/2024)
RR
North Carolina
(10/24/2025)
RR
Pennsylvania
(1/2/2025)
RR
Virginia
(11/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2014About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2011About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2013About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Matthew J Coniglio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Matthew J Coniglio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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