MC
Matthew J. Coniglio
LPL ENTERPRISE
Tallahassee, FL 32312
Some features on this profile are disabled
CRD#: 5314282
MC
Professional summary
Matthew J Coniglio, who also goes by Matt Coniglio, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Tallahassee, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Coniglio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TALLAHASSEE MOUNTAIN BIKE ASSOCIATION POSITION: AT LARGE NATURE: TRAIL ADVOCACY GROUP, AND 501C3 INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 11/05/2022 ADDRESS: 1700 North Monroe Street, Suite 11-351, Tallahassee FL 32303, United States DESCRIPTION: Matt, thanks for speaking with me this morning. The At-Large position on the Board of Directors of the Tallahassee Mountain Bike Association has no fiscal duties or responsibilities other than voting with all other board members on budget related matters (eg. funding for Spring trip, payment for sharpening tools, payments for Brewtallaty). The Board has a volunteer Treasurer who handles the finances. The time commitment is at the discretion of the At Large board member, but there is an expectation of involvement such as attendance at as many board meetings as possible, engagement on board matters via email, assistance with as many TMBA initiatives as possible such as membership, trail planning and maintenance, club communications, event planning and execution. On a monthly average, I spend approximately 1.5 hours per week on TMBA matters (board discussions, board mtgs, work days, beginner ride, other).-Douglas S. Bell, Attorney At LawMetz, Husband & Daughton, PA119 S Monroe 32301 RENTAL PROPERTY. POSITION: owner NATURE: Rental. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/27/2018 ADDRESS: 2104 Delta Way, Suite. 6, Tallahassee FL 32303, United States DESCRIPTION: I pay taxes, rental expenses, and necessary maintenance expenses. I rent excess office space.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew J Coniglio's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew J Coniglio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 1342 Timberlane Road Suite 201-b, Tallahassee, FL 32312RIA
BD
CRD#: 8733
Tallahassee, FL
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 1342 Timberlane Road Suite 201-b, Tallahassee, FL 32312RIA
BD
CRD#: 8733
Tallahassee, FL
Past
November 14, 2013 - November 12, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Tallahassee, FL
Past
November 6, 2013 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Tallahassee, FL
Past
June 1, 2011 - October 18, 2013
VISTA MANAGEMENT COMPANY
RIA
CRD#: 29264
TALLAHASSE, FL
Past
May 7, 2007 - June 17, 2010
VISTA MANAGEMENT COMPANY
BD
CRD#: 29264
TALLAHASSEE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/14/2024)
RR
Florida(11/15/2024)
IAR
Florida(11/18/2024)
RR
Georgia(11/14/2024)
RR
Indiana(11/14/2024)
RR
Maryland(11/14/2024)
RR
Massachusetts(11/14/2024)
RR
Montana(11/14/2024)
RR
North Carolina(10/24/2025)
RR
Pennsylvania(1/2/2025)
RR
Virginia(11/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
