Melissa J. Keller
Professional summary
Melissa Jane Keller, who also goes by Melissa Jane Dean, is a registered financial professional currently at LIBERTY ASSOCIATES, INC. located in New York, New York.
Melissa is registered as a RR (Registered Representative) and started their career in finance in 2007. Melissa has worked at 2 firms and has passed the Series 63, Series 82TO, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melissa Jane Keller's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2024 - Present
LIBERTY ASSOCIATES, INC.
Office #1: 501 Fifth Avenue 15th Floor, New York, NY, 10017April 30, 2007 - April 23, 2012
SWEDBANK SECURITIES US, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2024)
Exams
Series 82TO
Date: 8/15/2024
Limited Representative-Private Securities OfferingsFINRA
Current Firm
LIBERTY ASSOCIATES, INC.
CRD#: 15071 / SEC#: , 8-31505
Contact information
FINRA licenses (11 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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