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Michelle Leanne Morrison

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR
DENVER, CO
·CRD# 5312929·19 years experience

Professional Summary

Michelle Leanne Morrison, who also goes by Michelle Leanne French, is a registered financial advisor currently at ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. located in Denver, Colorado and ALPS DISTRIBUTORS, INC. located in Denver, Colorado. Michelle is registered as a RR (Registered Representative) and started their career in finance in 2007. Michelle has worked at 9 firms and has passed the SIE, Series 7, Series 6, Series 24 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michelle Leanne French

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.·CRD# 144464
BD
1290 Broadway Suite 1000, Denver, CO 80203
June 8, 2017 - Present
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
1290 Broadway Suite 1000, Denver, CO 80203
June 8, 2017 - Present
LPL FINANCIAL LLC·CRD# 6413
BD
Boston, MA
March 31, 2014 - May 16, 2017
EATON VANCE DISTRIBUTORS, INC.·CRD# 37731
BD
Boston, MA
July 24, 2013 - March 7, 2014
FORESIDE DISTRIBUTION SOLUTIONS, LLC·CRD# 118787
BD
Portland, ME
January 2, 2013 - May 20, 2013
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Portland, ME
January 2, 2013 - May 20, 2013
FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
Portland, ME
June 10, 2011 - May 20, 2013
FORESIDE INVESTMENT SERVICES, LLC·CRD# 30016
BD
Portland, ME
April 28, 2010 - May 20, 2013
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
May 31, 2007 - May 20, 2013

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Current Firm

AD
ALPS DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: 8-34626
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1290 Broadway Suite 1000, Denver, CO 80203

Mailing Address

1290 Broadway Suite 1000, Denver, CO 80203

Phone Number

(303) 623-2577

Established

Colorado since 07/01/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ALPS HOLDINGS, INC.PARENT—
KYLLO, STEPHEN JOHNSVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER3204474
NECKEL, TARA JILLVP, DEPUTY CHIEF COMPLIANCE OFFICER4051739
PARSONS, ERIC TFINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER5215115

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2007About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jan 2010About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Oct 2007About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michelle Leanne Morrison's CRS (Customer Relationship Summary).

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