Christopher A. Owens

BLUE ROCK FINANCIAL GROUP

REHOBOTH BEACH, DE 19971

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CRD#: 5312759

Professional summary

Christopher Allan Owens, CFP®, who also goes by Christopher Owens, is a registered financial advisor currently at BLUE ROCK FINANCIAL GROUP located in Rehoboth Beach, Delaware.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Owens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Allan Owens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

July 8, 2025 - Present

BLUE ROCK FINANCIAL GROUP

Office #1: 37458 Oyster House Road, Rehoboth Beach, DE 19971

RIA

CRD#: 298558

REHOBOTH BEACH, DE

Past

January 5, 2021 - June 24, 2025

WEALTHSPIRE ADVISORS

RIA

CRD#: 106181

Potomac, MD

Past

January 9, 2018 - December 31, 2020

WEALTHSPIRE ADVISORS

RIA

CRD#: 168095

POTOMAC, MD

Past

January 9, 2018 - June 15, 2020

WEALTHSPIRE CAPITAL, LLC

CRD#: 171970

Potomac, MD

Past

September 26, 2017 - December 19, 2017

MORGAN STANLEY

RIA

CRD#: 149777

POTOMAC, MD

Past

September 13, 2017 - December 19, 2017

MORGAN STANLEY

CRD#: 149777

POTOMAC, MD

Past

November 23, 2016 - December 8, 2016

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

McLean, VA

Past

May 19, 2011 - October 31, 2016

CONVERGENT WEALTH ADVISORS, LLC

RIA

CRD#: 143719

POTOMAC, MD

Past

February 12, 2008 - May 17, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GAITHERSBURG, MD

Past

September 6, 2007 - May 17, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GAITHERSBURG, MD

Past

June 5, 2007 - August 31, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

HUNT VALLEY, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE ROCK FINANCIAL GROUP

BLUE ROCK 401K GROUP | DRAVO BAY LLC | BLUE ROCK FINANCIAL GROUP | BLUE ROCK DRAVO BAY

CRD#: 298558 / SEC#: 801-117998

RIA

Registered Investment Advisory firm - (1/24/2020 Approved)

Delaware

Registered Investment Advisory firm - (3/2/2020 Terminated)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/27/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(7/8/2025)

IAR

Maryland
(7/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/3/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/11/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/27/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/27/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/4/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLUE ROCK FINANCIAL GROUP

BLUE ROCK 401K GROUP | DRAVO BAY LLC | BLUE ROCK FINANCIAL GROUP | BLUE ROCK DRAVO BAY

CRD#: 298558 / SEC#: 801-117998

RIA

Registered Investment Advisory firm - (1/24/2020 Approved)

Delaware

Registered Investment Advisory firm - (3/2/2020 Terminated)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/27/2020 Terminated)

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Contact information

Main Address

37458 Oyster House Road, Rehoboth Beach, DE 19971

Mailing Address

Po Box 1601, Hockessin, DE 19707

Phone number

(302) 752-6637

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DRAVO BAY DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (9/25/2025)

Regulatory assets under management

Total Number of Accounts	838
AUM (Assets Under Management)	$ 335,047,553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher A. Owens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Allan Owens's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPIRE ADVISORS

WEALTHSPIRE ADVISORS

WEALTHSPIRE CAPITAL, LLC

MORGAN STANLEY

MORGAN STANLEY

SPIRE WEALTH MANAGEMENT, LLC

CONVERGENT WEALTH ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

BLUE ROCK FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/3/2017

Series 65

Date: 1/11/2008

Series 7TO

Date: 3/27/2024

Series 6TO

Date: 3/27/2024

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2017

Series 6

Date: 6/4/2007

Current Firm

BLUE ROCK FINANCIAL GROUP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE ROCK FINANCIAL GROUP

TRUST BUT VERIFY

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