Anthony M. Lippis

HORNOR, TOWNSEND & KENT

Glen Rock, NJ 07452

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CRD#: 5312734

Professional summary

Anthony Michael Lippis is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Glen Rock, New Jersey.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Anthony has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Michael Lippis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Anthony Michael Lippis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2023 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 55 Harristown Road Suite 101, Glen Rock, NJ 07452

RIA

CRD#: 4031

Glen Rock, NJ

Current

April 2, 2020 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 55 Harristown Road Suite 101, Glen Rock, NJ 07452

RIA

CRD#: 4031

Glen Rock, NJ

Past

March 26, 2018 - August 12, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CRANFORD, NJ

Past

March 20, 2018 - August 12, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

CRANFORD, NJ

Past

June 19, 2017 - October 25, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

FOREST HILLS, NY

Past

June 19, 2017 - October 25, 2017

LPL FINANCIAL LLC

CRD#: 6413

FOREST HILLS, NY

Past

May 25, 2016 - June 19, 2017

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

FRANKLIN SQUARE, NY

Past

May 24, 2016 - June 19, 2017

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

FRANKLIN SQUARE, NY

Past

August 1, 2014 - May 23, 2016

ESSEX NATIONAL SECURITIES, LLC

RIA

CRD#: 25454

NEW HYDE PARK, NY

Past

August 1, 2014 - May 23, 2016

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NEW HYDE PARK, NY

Past

October 18, 2011 - September 30, 2013

TD AMERITRADE, INC.

RIA

CRD#: 7870

FOREST HILLS, NY

Past

October 18, 2011 - September 30, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FOREST HILLS, NY

Past

September 8, 2011 - September 30, 2013

TD AMERITRADE, INC.

CRD#: 7870

FOREST HILLS, NY

Past

April 14, 2011 - August 31, 2011

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

HAUPPAUGE, NY

Past

April 20, 2009 - August 5, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HAUPPAUGE, NY

Past

April 9, 2008 - January 27, 2009

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

September 26, 2007 - April 15, 2008

WESTROCK ADVISORS, INC.

CRD#: 114338

WOODBURY, NY

Past

July 9, 2007 - August 30, 2007

MILESTONE FINANCIAL SERVICES, INC.

CRD#: 43295

ROCKY POINT, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA

Registered Investment Advisory firm - SEC (2/25/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(4/2/2020)

IAR

New Jersey
(9/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/3/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA

Registered Investment Advisory firm - SEC (2/25/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

161 Washington Street Suite 1111, Conshohocken, PA 19428

Mailing Address

161 Washington Street Suite 1111, Conshohocken, PA 19428

Phone number

(215) 957-7300

Established

Delaware since 09/09/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

442

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

HTK ADVISORY SERVICES DISCLOSURE BROCHURE - ADV PART 2A (8/12/2025)

HTK WRAP FEE PROGRAM BROCHURE - PART 2A APPENDIX (8/12/2025)

Direct owners and executive officers

Name	Position	CRD#
1847 FINANCIAL LLC	SHAREHOLDER
GUNZENHAUSER, RADFORD MICHAEL	FINOP	7253452
HUCKERBY, KEITH GORDON	MANAGER	2641591
MASON, ANN-MARIE	CHIEF LEGAL OFFICER AND SECRETARY	7145020
MULLER, NIKI LEE	PRINCIPAL OPERATIONS OFFICER	7364066
NAGENGAST, HEATHER JILL	PRESIDENT, MANAGER	5300554
O'MALLEY, DAVID MICHAEL	CHAIRMAN AND MANAGER	4468593
ROBINSON, VICTORIA MARIE	CHIEF COMPLIANCE OFFICER, MANAGER	4556827
WYANT, JUSTIN	MANAGER	8146157

Regulatory assets under management

Total Number of Accounts	31,522
AUM (Assets Under Management)	$ 7,753,847,039

Disclosures

Regulatory Event	11
Arbitration	6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony M. Lippis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Michael Lippis's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Anthony Michael Lippis's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORNOR, TOWNSEND & KENT, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

OBSIDIAN FINANCIAL GROUP, LLC

WESTROCK ADVISORS, INC.

MILESTONE FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2011

Series 63

Date: 10/3/2007

SIE

Date: 10/1/2018

Series 7

Date: 7/5/2007

FINRA

Current Firm

HORNOR, TOWNSEND & KENT, LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

HORNOR, TOWNSEND & KENT, LLC

TRUST BUT VERIFY

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