Carmen R. Eastes
Professional summary
Carmen Rosalia Eastes, CFP®, who also goes by Rosie Eastes, Carmen Rosalia VIllalobos, Carmen Rosie Villalobos, Rosie Villalobos, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Smyrna, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Smyrna, Tennessee.
Carmen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Carmen has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carmen Rosalia Eastes's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
September 12, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 551 Sam Ridley Parkway, Smyrna, TN 37167August 14, 2007 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 551 Sam Ridley Pkwy W, Smyrna, TN 37167Office #2: 189 S Lowry St, Smyrna, TN 37167Office #3: 2509 Murfreesboro Pike, Nashville, TN 37217November 5, 2007 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2016)
(8/29/2023)
(7/17/2025)
(1/9/2017)
(3/3/2010)
(4/6/2020)
(9/20/2023)
(6/28/2017)
(3/1/2022)
(1/7/2019)
(3/3/2010)
(1/24/2017)
(4/13/2017)
(9/26/2018)
(4/8/2014)
(12/11/2020)
(2/7/2022)
(5/31/2022)
(10/24/2024)
(8/22/2023)
(2/13/2020)
(3/3/2010)
(8/24/2022)
(10/17/2007)
(9/12/2016)
(9/29/2022)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
